Respondent
Name: Alpha Systems, Inc.
Case Number: 2019-26286-A
AGREED ORDER
Complainant and
Respondent desire to settle and compromise this action without hearing or
adjudication of any issue of fact or law, and consent to the entry of the
following Findings of Fact and Order. Pursuant
to IC 13-30-3-3, entry into the terms of this Agreed Order does not constitute
an admission of any violation contained herein. Respondent's entry into this Agreed Order
shall not constitute a waiver of any defense, legal or equitable, which
Respondent may have in any future administrative or judicial proceeding, except
a proceeding to enforce this order.
I. FINDINGS OF FACT
1.
Complainant
is the Commissioner (“Complainant”) of the Indiana Department of Environmental
Management (“IDEM”), a department of the State of
2.
Respondent
is Alpha
Systems, Inc.
(“Respondent”), which owns and operates the source with Plant ID No. 039-00504,
located at 5120 Beck Drive in Elkhart, Elkhart County, Indiana (“Site”).
3.
IDEM
has jurisdiction over the parties and the subject matter of this action.
4.
Pursuant
to IC 13-30-3-3, IDEM issued a Notice of Violation (“NOV”) via certified mail
to:
David
V. Smith Jr., President |
Chris
Kintzele, Registered Agent |
Alpha
Systems, Inc. |
5120
Beck Dr. |
21394
Meadowview Ct. |
Elkhart,
Indiana 46516 |
Bristol,
Indiana 46507 |
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5.
Based
on IDEM’s review, the following violation was in existence or identified by a
representative of IDEM’s Office of Air Quality (“OAQ”).
a.
Pursuant to Permit condition B.11, Respondent shall
annually submit a compliance certification report no later than April 15 of
each year.
Respondent submitted the 2018 Annual Compliance Certification on April 23, 2019
due date, eight (8) days after the April 15, 2019 due date, in violation of Permit
condition B.11.
6.
In recognition
of the settlement reached, Respondent waives any right to administrative and
judicial review of this Agreed Order.
II. ORDER
1.
This
Agreed Order shall be effective (“Effective Date”) when it is adopted via
signature by Complainant or Complainant’s delegate, and the adopted Agreed
Order has been received by Respondent.
This Agreed Order shall have no force or effect until the Effective
Date. This offer to settle the
allegations contained in this Agreed Order does not bind or obligate the parties
of this enforcement action if the Agreed Order is not adopted.
2.
Respondent
is assessed a civil penalty of Five Hundred Dollars ($500.00). Respondent shall pay said penalty amount no
later than fifteen (15) days after the Effective Date (“Due Date”). In the event that the civil penalty is not
paid by the Due Date, Respondent shall pay interest on the unpaid balance at
the rate established by IC 24-4.6-1-101.
3.
In
the event the terms and conditions of this Agreed Order are violated,
Complainant may seek additional relief.
4.
Civil
penalties are payable by check to the “Environmental Management Special Fund.” Checks shall include the Case Number of this
action and shall be mailed to:
IDEM Accounts Receivable |
IGCN, Rm 1340 |
100 N Senate Ave |
Indianapolis, IN 46204 |
5.
This
Agreed Order shall apply to and be binding upon Respondent and its successors
and assigns. Respondent’s signatories to
this Agreed Order certify that they are fully authorized to execute this Agreed
Order and legally bind the party they represent. No change in ownership, corporate, or
partnership status of Respondent shall in any way alter its status or
responsibilities under this Agreed Order.
6.
In
the event that any terms of this Agreed Order are found to be invalid, the
remaining terms shall remain in full force and effect and shall be construed
and enforced as if this Agreed Order did not contain the invalid terms.
7.
This
Agreed Order is not and shall not be interpreted to be a permit or a
modification of an existing permit. This
Agreed Order, and IDEM’s review or approval of any submittal made by Respondent
pursuant to this Agreed Order, shall not in any way relieve Respondent of its obligation
to comply with the requirements of its applicable permit or any applicable
Federal or State law or regulation.
8.
Complainant
does not, by its approval of this Agreed Order, warrant or aver in any manner
that Respondent’s compliance with any aspect of this Agreed Order will result
in compliance with the provisions of any permit, order, or any applicable
Federal or State law or regulation.
9.
Nothing
in this Agreed Order shall prevent or limit IDEM’s rights to obtain penalties
or injunctive relief under any applicable Federal or State law or regulation,
except that IDEM may not, and hereby waives its right to, seek additional civil
penalties for the same violations specified in the NOV.
10.
Nothing
in this Agreed Order shall prevent IDEM or anyone acting on its behalf from
communicating with the United States Environmental Protection Agency (“EPA”) or
any other agency or entity about any matters relating to this enforcement
action. IDEM or anyone acting on its
behalf shall not be held liable for any costs or penalties Respondent may incur
as a result of such communications with the EPA or any other agency or entity.
11.
The
parties were free to consult with their respective counsel regarding entry into
this Agreed Order to the extent each deemed necessary.
TECHNICAL
RECOMMENDATION: |
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RESPONDENT:* |
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Department
of Environmental Management |
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Alpha
Systems, Inc. |
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By: |
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By: |
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David
P. McIver, Chief |
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Printed: |
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Enforcement
Section |
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Title: |
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Office
of Air Quality |
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Date: |
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APPROVED
AND ADOPTED BY THE INDIANA DEPARTMENT OF ENVIRONMENTAL |
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MANAGEMENT THIS |
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DAY OF |
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2019. |
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For
the Commissioner: |
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Signed
on March 5, 2019 |
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Matthew Stuckey, Deputy Assistant
Commissioner |
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Office
of Air Quality |
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_____________________
* In the event that Respondent does not
accept the settlement offer contained in this Agreed Order, IDEM notes that
this document is a qualified offer of settlement, and therefore Rule 408 of
Indiana Rules of Evidence applies to this document, rendering it inadmissible.