• Secretary of State Home
• Securities Division Home
• SOS Divisions
  • Business Services Division
  • Election Division
  • Dealer Services Division
• About the Division
• Indiana Investment Watch
• Prosecution Assistance Unit
  • About the Prosecution Assistance Unit
  • PAU Staff
  • Training Programs
  • Prosecutors Information
  • Judges Information
  • Useful Links
  • PAU in the News
• Administrative Actions
• Laws, Regulations, & Policies
• File a Complaint
• Search the Database
• Forms
• Resources for
  • Broker Dealer
  • Collection Agency
  • Continuing Care Retirement Communities
  • Franchise
  • Investment Advisors
  • Investors
  • Loan Brokers
  • Prosecutors
  • Securities
• News
• Contact Us

Resources

• Application
• Bond Application
• Fair Debt Collection Practices

Frequently Asked Questions

What are the initial application requirements?

• Collection Agency Application
• $5,000 original surety bond for each location
• $100.00 filing fee for main office
• $30.00 filing fee for each branch office

What are the renewal application requirements?

• Renewal application packet is due by December 1 of the year in which the license expires
• Requirements to renew the license is the same for obtaining an initial license

What is the licensing period?

• Initial license expires on December 31 of the year following issuance of the license
• Renewal license is valid for two years, expiring on December 31

• File a Complaint
• Search Securities Registrations
• Forms.IN.gov

More Online Services »

1. File a securities complaint.
2. Search the securities registration database.
3. Get information about investing.
4. Learn more about the Prosecutors Assistance Unit.
5. Find information about current laws and regulations.
6. Download resources on investing.
7. Check the calendar for upcoming events.
8. Search the background of my investment professional.