Indiana
Rules of Court
Rules of Appellate Procedure
Including Amendments Received Through
January 1, 2024
Find
Appeals forms at courts.in.gov
TABLE OF
CONTENTS
Rule 4. Supreme Court Jurisdiction
Rule 5. Court Of Appeals Jurisdiction
Rule 6. Appeal Or Original Action In Wrong Court
Rule 8. Acquisition Of Jurisdiction
Rule 9. Initiation Of The Appeal
Rule 10. Duties Of Trial Court Clerk Or
Administrative Agency
Rule 11. Duties Of Court Reporter
Rule 12. Transmittal Of The Record
Rule 13. Preparation Of The Record In
Administrative Agency Cases
Rule 14. Interlocutory Appeals
Rule 14.1. Expedited Appeal for Payment of
Placement and/or Services
Rule 15. Appellant's Case Summary
Rule 18. Appeal Bonds--Letters Of Credit
Rule 19. Court Of Appeals Preappeal Conference
Rule 20. Appellate Alternative Dispute Resolution
Rule 21. Order In Which Appeals Are Considered
Rule 26. Electronic Transmission By Clerk
Rule 28. Preparation Of Transcript By Court
Reporter
Rule 31. Statement Of Evidence When No Transcript
Is Available
Rule 32. Correction Or Modification Of Clerk's
Record Or Transcript
Rule 33. Record On Agreed Statement
Rule 35. Motion For Extension Of Time
Rule 38. Motion To Consolidate Appeals
Rule 40. Motion To Proceed In Forma Pauperis
Rule 41. Motion To Appear As Amicus Curiae
Rule 43. Form Of Briefs And Petitions
Rule 44. Brief And Petition Length Limitations
Rule 45. Time For Filing Briefs
Rule 46. Arrangement And Contents Of Briefs
Rule 47. Amended Briefs And Petitions
Rule 48. Additional Authorities
Rule 50. Contents Of Appendices
Rule 51. Form And Assembly Of Appendices
Rule 52. Setting And Acknowledging Oral Argument
Rule 53. Procedures For Oral Argument
Rule 55. Transfer And Rehearing Sought By
Different Parties
Rule 56. Requests To Transfer To The Supreme Court
Rule 57. Petitions To Transfer And Briefs
Rule 58. Effect Of Supreme Court Ruling On
Petition To Transfer
Rule 59. Mandatory Appellate Review And Direct
Review
Rule 62. Appeals Involving Waiver Of Parental
Consent To Abortion
Rule 63. Review of Tax Court Decisions
Rule 64. Certified Questions Of State Law From
Federal Courts
Rule 65. Opinions And Memorandum Decisions
Rule 66. Relief Available On Appeal
Rule 68. Electronic Filing and Electronic Service
Appendix A. Standards for Preparation of
Electronic Transcripts
Appendix B. Tendered Documents That Do Not Comply
with the Indiana Rule of Appellate Procedure.
These
Rules shall govern the practice and procedure for appeals to the Supreme Court
and the Court of Appeals. The Court may, upon the motion of a party or the Court's
own motion, permit deviation from these Rules.
In these Rules, the following definitions apply:
A. Administrative Agency.
An Administrative Agency is the Worker's Compensation Board, Indiana Civil
Rights Commission, Indiana Election Commission, Indiana Utility Regulatory
Commission, or Review Board of the Department of Workforce Development.
C.
Appendix. An Appendix is a compilation of
documents filed by a party pertaining to an appeal under Rule 49 and Rule 50.
D.
Clerk. The Clerk is the Clerk of the
Indiana Supreme Court, Court of Appeals and Tax Court.
E.
Clerk's Record. The Clerk's
Record is the Record maintained by the clerk of the trial court or the
Administrative Agency and shall consist of the Chronological Case Summary (CCS)
and all papers, pleadings, documents, orders, judgments, and other materials
filed in the trial court or Administrative Agency or listed in the CCS.
F.
Court and Court on Appeal.
The terms “Court” and “Court on Appeal” shall refer to the Supreme Court and
the Court of Appeals.
G.
Criminal Appeals. Criminal
Appeals are those cases which were designated by the originating court as a Murder
– MR, Class A Felony – FA, Class B Felony – FB, Class C Felony – FC, Class D
Felony – FD, Level 1 Felony – F1, Level 2 Felony – F2, Level 3 Felony – F3,
Level 4 Felony – F4, Level 5 Felony – F5, Level 6 Felony – F6, Criminal
Felony--CF; Class D Felony--DF; Criminal Misdemeanor--CM; Post Conviction
Relief--PC; Juvenile Status--JS; Juvenile Delinquency--JD; Infraction--IF;
Miscellaneous Criminal--MC; Local Ordinance Violation--OV, and Exempted
Ordinance Violation--OE. This definition is for ease of reference and does not
change the substantive rights of the parties.
H.
Final Judgment. A judgment is
a final judgment if:
(1)
it disposes of all claims as to all parties;
(2)
the trial court in writing expressly determines under Trial Rule 54(B) or Trial
Rule 56(C) that there is no just reason for delay and in writing expressly
directs the entry of judgment (i) under Trial Rule 54(B) as to fewer than all
the claims or parties, or (ii) under Trial Rule 56(C) as to fewer than all the
issues, claims or parties;
(3)
it is deemed final under Trial Rule 60(C);
(4)
it is a ruling on either a mandatory or permissive Motion to Correct Error
which was timely filed under Trial Rule 59 or Criminal Rule 16; or
(5)
it is otherwise deemed final by law.
I.
Notice of Appeal. The Notice of
Appeal initiates the appeal under Rule 9 and replaces the praecipe for appeal.
J.
Petition. The term “Petition” shall mean a
Petition for Rehearing, a Petition to Transfer an appeal to the Supreme Court,
and a Petition for Review of a Tax Court decision by the Supreme Court. A
request for any other relief shall be denominated a “motion.”
K.
Transcript. Transcript shall mean the
transcript or transcripts of all or part of the proceedings in the trial court
or Administrative Agency that any party has designated for inclusion in the
Record on Appeal and any exhibits associated therewith.
L.
Record on Appeal. The Record on
Appeal shall consist of the Clerk’s Record and all proceedings before the trial
court or Administrative Agency, whether or not transcribed or transmitted to
the Court on Appeal.
M Rules. The term “Rule” or “Rules” shall mean these Appellate
Rules.
N.
Case Record, Court Record, and Public Access.
The terms “Case Record,” “Court Record,” and “Public Access” shall have the
definitions provided in the Rules on Access to Court Records.
O.
Court Reporter. “Court
Reporter” shall mean a person who is designated by a court or Administrative
Agency to perform official reporting services, including preparing the
Transcript.
P.
Case Management System (“CMS”).
Case Management System is the system of networked software and hardware used by
any Indiana court that may receive, organize, store, retrieve, transmit, and
display all relevant documents in any case before it.
Q.
Conventional Filing.
Conventional Filing is the physical non-electronic presentation of documents to
the Clerk or Court.
R.
Electronic Filing (“E-Filing”).
E-Filing is a method of filing documents with the clerk of any Indiana court by
electronic transmission utilizing the Indiana E-Filing System. E-Filing does
not include transmission by facsimile or by email.
S.
E-Filing Manager (“EFM”).
E-Filing Manager is the centralized entity approved by the Supreme Court that
receives and transmits all E-Filing submissions between E-Filing Service
Provider(s) and the appropriate CMS.
T.
E-Filing Service Provider (“EFSP”).
E-Filing Service Provider is the organization and software selected by a User
and approved by the Supreme Court to receive and transmit all E-Filing
submissions between the User and the Indiana E-Filing System.
U.
Electronic Service (“E-Service”).
E-Service is a method of serving documents by electronic transmission on any
User in a case via the Indiana E-Filing System.
V.
Indiana E-Filing System (“IEFS”).
Indiana E-Filing System is the system of networked hardware, software, and
service providers approved by the Supreme Court for the filing and service of
documents via the Internet, into the CMS(s) used by Indiana courts.
W.
Notice of Electronic Filing (“NEF”).
Notice of Electronic Filing is the notice generated automatically when a
document is submitted and transmitted through the IEFS, which sets forth the
time of transmission, the name of the Court, User, party, attorney, trial court
clerk, or Administrative Agency transmitting the document, the title of the
document, the type of document, and the name of the Court, attorney, party, or
other person meant to receive the Notice. The time noted in an NEF will be the
time at the location of the court where the case is pending. An NEF will appear
immediately on the User’s screen upon submission of the document for E-Filing.
X.
Public Access Terminal. A
Public Access Terminal is a publicly accessible computer provided by a clerk or
court that allows a member of the public to access the IEFS and public court
records.
Y.
User Agreement. A User
Agreement is an agreement in a form approved by the Indiana Office of Judicial
Administration (IOJA) that establishes obligations and responsibilities of the
User within the IEFS.
Z.
User. User is a Registered User or Filing
User.
(1)
Filing User. Filing Users include
court and clerk staff, unrepresented litigants, attorneys, or an agent whom an
attorney has expressly designated to make a filing on the attorney’s behalf and
who has an IEFS user ID, password, and limited authority to file documents
electronically.
(2) Registered
User. A Registered User is a person or entity with a user ID and password
assigned by the IEFS or its designee who is authorized to use the IEFS for the
electronic filing or service of documents.
AA.
Service Contacts. A Service
Contact is a person for whom an email address and other identifying information
has been entered into the IEFS by a Registered User.
(1)
Firm Service Contact. A Firm Service
Contact is a Service Contact associated in the IEFS with an attorney,
organization, or law firm.
(2)
Public Service Contact. A Public
Service Contact is a Service Contact who is listed on the Public Service List
for purposes of E-Service. A Registered User may add a Service Contact to the
Public Service List only if authorized by the Service Contact.
(3)
Public Service List. The Public
Service List is a directory of Public Service Contacts who are available for
E-Service.
Counsel, parties, Court Reporters, and trial court clerks
are encouraged to use the forms published in an Appendix to these Rules.
Rule 4. Supreme Court Jurisdiction
A. Appellate Jurisdiction.
(1)
Mandatory review. The Supreme Court shall have mandatory and exclusive
jurisdiction over the following cases:
(a)
Criminal Appeals in which a sentence of death or life imprisonment without
parole is imposed under Ind.Code § 35-50-2-9 and Criminal Appeals in post
conviction relief cases in which the sentence was death.
(b)
Appeals of Final Judgments declaring a state or federal statute
unconstitutional in whole or in part.
(c)
Appeals involving waiver of parental consent to abortion under Rule 62.
(d)
Appeals involving mandate of funds under Trial Rule 60.5(B) and Rule 61.
(2)
Discretionary Review. The Supreme Court shall have discretionary
jurisdiction over cases in which it grants Transfer under Rule 56 or 57 or
Review under Rule 63.
(3) Certain Interlocutory Appeals. The
Supreme Court shall have jurisdiction over interlocutory appeals authorized
under Appellate Rule 14 in any case in which the State seeks the death penalty
or in life without parole cases in which the interlocutory order raises a
question of interpretation of IC 35-50-2-9.
B. Other Jurisdiction.
The Supreme Court shall have exclusive jurisdiction over the following matters:
(1)
The Practice of Law. Matters relating to the practice of law including:
(a)
Admissions to practice law;
(b)
The discipline and disbarment of attorneys admitted to the practice of law; and
(c)
The unauthorized practice of law (other than criminal prosecutions therefor).
(2)
Supervision of Judges. The discipline, removal and retirement of
justices and judges of the State of Indiana;
(3)
Supervision of Courts. Supervision of the exercise of jurisdiction by
other courts of the State of Indiana, including the issuance of writs of
mandate and prohibition; and
(4)
Issuance of Writs. Issuance of writs necessary or appropriate in aid of
its jurisdiction.
Rule 5. Court Of Appeals Jurisdiction
A. Appeals From Final Judgments. Except as provided in Rule 4, the Court of Appeals shall
have jurisdiction in all appeals from Final Judgments of Circuit, Superior,
Probate, and County Courts, notwithstanding any law, statute or rule providing
for appeal directly to the Supreme Court of Indiana. See Rule 2(H).
B. Appeals From Interlocutory Orders. The Court of Appeals shall have jurisdiction over appeals
of interlocutory orders under Rule 14 except those appeals described in Rule
4(A)(3).
C. Appeals From Agency Decisions.
(1)
Jurisdiction. The Court of Appeals shall have jurisdiction to entertain
actions in aid of its jurisdiction and to review final orders, rulings,
decisions and certified questions of an Administrative Agency.
(2)
Assignment of Errors. No party shall file an assignment of errors in the
Court of Appeals notwithstanding any law, statute, or rule to the contrary. All
issues and grounds for appeal appropriately preserved before an Administrative
Agency may be initially addressed in the appellate brief.
Rule 6. Appeal Or Original Action In
Wrong Court
If the Supreme Court or Court of Appeals determines that an
appeal or original action pending before it is within the jurisdiction of the
other Court, the Court before which the case is pending shall enter an order
transferring the case to the Court with jurisdiction, where the case shall
proceed as if it had been originally filed in the Court with jurisdiction.
A. Availability.
A defendant in a Criminal Appeal may appeal the defendant's sentence. The State
may not initiate an appeal of a sentence, but may cross-appeal where provided
by law.
B. Scope of Review.
The Court may revise a sentence authorized by statute if, after due
consideration of the trial court's decision, the Court finds that the sentence
is inappropriate in light of the nature of the offense and the character of the
offender.
Rule 8. Acquisition Of Jurisdiction
The Court on Appeal acquires jurisdiction on the date the Notice
of Completion of Clerk's Record is noted in the Chronological Case Summary.
Before that date, the Court on Appeal may, whenever necessary, exercise limited
jurisdiction in aid of its appellate jurisdiction, such as motions under Rules
18 and 39.
Rule 9. Initiation Of The Appeal
A. Procedure for Filing the Notice of Appeal with the Clerk
of the Indiana Supreme Court, Court of Appeals and Tax Court.
(1) Appeals
from Final Judgments. A party initiates an appeal by filing a Notice of
Appeal with the Clerk (as defined in Rule 2(D)) within thirty (30) days after
the entry of a Final Judgment is noted in the Chronological Case Summary.
However, if any party files a timely motion to correct error, a Notice of
Appeal must be filed within thirty (30) days after the court's ruling on such
motion is noted in the Chronological Case Summary or thirty (30) days after the
motion is deemed denied under Trial Rule 53.3, whichever occurs first.
(2) Interlocutory
Appeals. The initiation of interlocutory appeals is covered in Rule 14.
(3)
Administrative Appeals. A judicial review proceeding taken directly to
the Court of Appeals from an order, ruling, or decision of an Administrative
Agency is commenced by filing a Notice of Appeal with the Clerk within thirty
(30) days after the date of the order, ruling or decision, notwithstanding any
statute to the contrary.
(4)
Abolition of Praecipe. The praecipe for preparation of the Record is
abolished.
(5)
Forfeiture of Appeal. Unless the Notice of Appeal is timely filed, the
right to appeal shall be forfeited except as provided by P.C.R. 2.
B. Death Penalty Cases.
When a trial court imposes a death sentence, it shall on the same day sentence
is imposed, order the Court Reporter and trial court clerk to begin immediate
preparation of the Record on Appeal.
C. Joint Appeals.
If two (2) or more persons are entitled to appeal from a single judgment or
order, they may proceed jointly by filing a joint Notice of Appeal. The joined
parties may, thereafter, proceed on appeal as a single appellant.
D. Cross-Appeals.
An appellee may cross-appeal without filing a Notice of Appeal by raising
cross-appeal issues in the appellee's brief. A party must file a Notice of
Appeal to preserve its right to appeal if no other party appeals.
E. Payment of Filing Fee.
The appellant shall pay to the Clerk the filing fee of $250. No filing fee is
required in an appeal prosecuted in forma
pauperis or on behalf of a governmental unit. The filing fee shall be paid
to the Clerk when the Notice of Appeal is filed. The Clerk shall not file any
motion or other documents in the proceedings until the filing fee has been
paid. A party may proceed on appeal in
forma pauperis pursuant to Rule 40.
F. Content of Notice of Appeal. The Notice of Appeal shall include the following:
(a)
Name and address of the parties initiating the appeal, and if a party is not
represented by counsel, the party's FAX number, telephone number, and electronic
mail address, if any;
(b)
Name, address, attorney number, FAX number (if any), telephone number and
electronic mail address of each attorney representing the parties initiating
the appeal;
(c)
Certification that the contact information listed on the Indiana Supreme Court
Roll of Attorneys for each attorney is current and accurate as of the date the
Notice of Appeal is filed (Attorneys can review and update their Roll of
Attorneys contact information on the Indiana Courts Portal);
(d)
Acknowledgement that all orders, opinions, and notices in the matter will be
sent to the email address(es) specified by the attorney on the Roll of
Attorneys regardless of the contact information listed on the Notice of Appeal;
and
(e)
Acknowledgment that each attorney listed on the Notice of Appeal is solely
responsible for keeping his/her Roll of Attorneys contact information accurate
per Ind. Admis. Disc. R. 2(A).
(2) Trial Information.
(a)
Title of case;
(b)
Names of all parties;
(c)
Trial court or Administrative Agency;
(d)
Case number;
(e)
Name of trial judge;
(3) Designation of Appealed Order or Judgment.
(a)
The date and title of the judgment or order appealed;
(b)
The date on which any Motion to Correct Error was denied or deemed denied, if
applicable;
(c)
The basis for appellate jurisdiction, delineating whether the appeal is from a
Final Judgment, as defined by Rule 2(H); an interlocutory order appealed as of
right pursuant to Rule 14(A) or 14(D); an interlocutory order accepted for
discretionary appeal pursuant to Rule 14(B) or 14(C); or an expedited appeal
pursuant to Rule 14.1; and
(d)
A designation of the court to which the appeal is taken.
(4) Direction for Assembly of Clerk's Record.
Directions to the trial court clerk to assemble the Clerk's Record.
(5) Request for Transcript. A designation of
all portions of the Transcript necessary to present fairly and decide the
issues on appeal. If the appellant intends to urge on appeal that a finding of
fact or conclusion thereon is unsupported by the evidence or is contrary to the
evidence, the Notice of Appeal shall request a Transcript of all the evidence.
In Criminal Appeals, the Notice of Appeal must request the Transcript of the
entire trial or evidentiary hearing, unless the party intends to limit the
appeal to an issue requiring no Transcript.
(6) Public Access Information. A statement
whether Court Records were excluded from Public Access.
(7) Appellate Alternative Dispute Resolution
Information. In all civil cases, an indication whether Appellant is willing
to participate in appellate alternative dispute resolution and, if so, provide
a brief statement of the facts of the case.
(8) Attachments.
(a)
A copy of the judgment or order being appealed (including findings and
conclusions in civil cases and the sentencing order in criminal cases);
(b)
A copy of the order denying the Motion to Correct Error or, if deemed denied, a
copy of the Motion to Correct Error, if applicable;
(c)
A copy of all orders and entries relating to the trial court or agency's
decision to seal or exclude information from public access, if applicable;
(d)
A copy of the order from the Court of Appeals accepting jurisdiction over the
interlocutory appeal, if proceeding pursuant to Rule 14(B)(3) or 14(C)(5);
(e)
The documents required by Rule 40(C), if proceeding in forma pauperis.
(9) Certification. A certification, signed
by the attorney or pro se party, certifying the following:
(a)
That the case does or does not involve issues of child custody, support,
visitation, adoption, paternity, determination that a child is in need of
services, termination of parental rights, and all other appeals entitled to
priority by rule or statute;
(b)
That the attorney or pro se party has reviewed and complied, and will continue
to comply, with the requirements of Rule 9(J) and the Rules on Access to Court
Records, to the extent they apply to the appeal; and
(c)
That the attorney or pro se party will make satisfactory payment arrangements
for any transcripts ordered in the Notice of Appeal, as required by Rule 9(H).
(10) Certificate of Filing and Service. The
Certificate of Service required by Rule 24. This Certificate shall also certify
the date on which the Notice of Appeal was filed with the Clerk. (See Form #
App.R. 9-1)
G. Supplemental Request for Transcript. Any party to the appeal may file with the trial court clerk
or the Administrative Agency, without leave of court, a request with the court
reporter or the Administrative Agency for additional portions of the
Transcript.
H. Payment for Transcript.
The Court Reporter may require from the appellant a fifty percent (50%) deposit
based on the estimated cost of the Transcript, except no deposit may be charged
for state or county paid Transcript. Within 10 (10) days after the filing of a
Notice of Appeal a party must enter into an agreement with the court reporter
for payment of the balance of the cost of the Transcript. Unless a court order
requires otherwise, each party shall be responsible to pay for all
transcription costs associated with the Transcript that party requests.
I. Administrative Agency Appeals. In Administrative Agency appeals, the Notice of Appeal
shall include the same contents and be handled in the same manner as an appeal
from a Final Judgment in a civil case, notwithstanding any statute to the
contrary. Assignments of error are not required. See Rule 9(A)(3). (See Form
#App.R. 9-1).
J. All Court Records Excluded from Public Access. In cases where all Court Records are excluded from
Public Access pursuant to Rule 5(A) on Access to Court Records, the Clerk shall
make the appellate Chronological Case Summary for the case publicly accessible
but shall identify the names of parties and affected persons in a manner
reasonably calculated to provide anonymity and privacy.
Rule 10. Duties Of Trial Court Clerk Or
Administrative Agency
A. Notice to Court Reporter of Transcript Request. If a Transcript is requested, the trial court clerk or the
Administrative Agency shall give immediate notice of the filing of the Notice
of Appeal and the requested Transcript to the Court Reporter.
B. Assembly of Clerk's Record. Within thirty (30) days of the filing of the Notice of
Appeal, the trial court clerk or Administrative Agency shall assemble the
Clerk's Record. The trial court clerk or Administrative Agency is not obligated
to index or marginally annotate the Clerk's Record.
C. Notice of Completion of Clerk's Record. On or before the deadline for assembly of the Clerk's
Record, the trial court clerk or Administrative Agency shall issue and file a
Notice of Completion of Clerk's Record with the Clerk and shall serve a copy on
the parties to the appeal in accordance with Rule 24 to advise them that the
Clerk's Record has been assembled and is complete. The Notice of Completion of
Clerk's Record shall include a certified copy of the Chronological Case Summary
and shall state whether the Transcript is (a) completed, (b) not completed, or
(c) not requested. (See Form # App.R. 10-1). Copies of the Notice of Completion
of Clerk's Record served on the parties shall include a copy of the
Chronological Case Summary included with the original, but the copies served on
the parties need not be individually certified.
D. Notice of Completion of Transcript. If the Transcript has been requested but has not been filed
when the trial court clerk or Administrative Agency issues its Notice of
Completion of the Clerk's Record, the trial court clerk or Administrative
Agency shall issue and file a Notice of Completion of Transcript with the Clerk
and shall serve a copy on the parties to the appeal in accordance with Rule 24 within
five (5) days after the Court Reporter files the Transcript. (See Form #App.R.
10-2)
E. Extension of Time to Complete Clerk's Record. The trial court clerk or Administrative Agency may move the
Court on Appeal designated in the Notice of Appeal for an extension of time to
assemble the Clerk's Record pursuant to Rule 35 (A) and shall state in such
motion the factual basis for inability to comply with the prescribed deadline
despite exercise of due diligence. (See Form # App.R. 10-3). The trial court
clerk shall file an original and one copy of the motion with the Clerk and
shall serve a copy of the motion on the parties to the appeal in accordance
with Rule 24. Motions for extension of time in interlocutory appeals, appeals
involving worker's compensation, issues of child custody, support, visitation,
paternity, adoption, determination that a child is in need of services, and
termination of parental rights are disfavored and shall be granted only in
extraordinary circumstances.
F. Failure to File Notice of Completion of Clerk's Record. If the trial court clerk or Administrative Agency fails to
issue, file, and serve a timely Notice of Completion of Clerk's Record, the
appellant shall seek an order from the Court on Appeal compelling the trial
court clerk or Administrative Agency to complete the Clerk's Record and issue,
file, and serve its Notice of Completion. Failure of appellant to seek such an
order not later than seven (7) days after the Notice of Completion of Clerk's
Record was due to have been issued, filed, and served shall subject the appeal
to dismissal.
G. Failure to File Notice of Completion of Transcript. If the trial court clerk or Administrative Agency fails to
issue, file, and serve a timely Notice of Completion of Transcript required by
Rule 10(D), the appellant shall seek an order from the Court on Appeal
compelling the trial court clerk or Administrative Agency to issue, file and
serve the Notice of Completion of Transcript. Failure of appellant to seek such
an order not later than seven (7) days after the Notice of Completion of
Transcript was due to have been issued, filed, and served shall subject the
appeal to dismissal.
Rule 11. Duties Of Court Reporter
A. Preparation of Transcript. The Court Reporter shall prepare, certify and file the
Transcript designated in the Notice of Appeal with the trial court clerk or
Administrative Agency in accordance with Rules 28 and 29. Preparation of the
exhibits as required by Rule 29 is considered part of the Transcript
preparation process. The Court Reporter shall provide notice to all parties to
the appeal that the Transcript has been filed with the clerk of the trial court
or Administrative Agency in accordance with Rules 28 and 29. (See Form # App.R.
11-1) With the exception of the preparation of documentary exhibits pursuant to
Rule 29(A), the Court Reporter may engage the services of outside transcribers
or transcription services to assist in all or part of the transcription.
B. Deadline for Filing Transcript. For appeals filed on or after July 1, 2016, the Court Reporter
or Administrative Agency shall have forty-five (45) days after the appellant
files the Notice of Appeal to file the Transcript with the trial court clerk or
Administrative Agency.
C. Extension of Time to File Transcript. If the Court Reporter believes the Transcript cannot be
filed within the time period prescribed by this rule, then the Court Reporter shall
promptly move the Court on Appeal designated in the Notice of Appeal for an extension
of time to file the Transcript pursuant to Rule 35 (A) and shall state in such
motion the factual basis for inability to comply with the prescribed deadline
despite exercise of due diligence. (See Form # App.R. 11-2). The Court Reporter shall serve a copy of the motion on the parties to the
appeal in accordance with Rule 24. Motions for extension of time in
interlocutory appeals, appeals involving worker's compensation, issues of child
custody, support, visitation, paternity, adoption, determination that a child
is in need of services, and termination of parental rights are disfavored and
shall be granted only in extraordinary circumstances.
D. Failure to Complete Transcript. If the Court Reporter fails to file the Transcript with the
trial court clerk within the time allowed, the appellant shall seek an order
from the Court on Appeal compelling the Court Reporter to do so. The motion to
compel shall be verified and affirmatively state that the motion was served on
the Court Reporter and that the appellant has complied with the agreement for
payment made in accordance with Rule 9(H). Failure of appellant to seek such an
order not later than seven (7) days after the Transcript was due to have been
filed with the trial court clerk shall subject the appeal to dismissal.
Rule 12. Transmittal Of The Record
A. Clerk's Record.
Unless the Court on Appeal orders otherwise, the trial court clerk shall retain
the Clerk's Record throughout the appeal. A party may request that the trial
court clerk copy the Clerk's Record, or a portion thereof, and the clerk shall
provide the copies within seven (7) days, subject to the payment of any usual
and customary copying charges.
B. Transcript.
(1) Except as
otherwise provided below, the trial court clerk shall retain the Transcript
until the Clerk notifies the trial court clerk that all briefing is completed,
and the trial court clerk shall then transmit one (1) copy of the Transcript to
the Clerk in accordance with Rules 28 and 29.
(a)
In Criminal Appeals in which the appellant is not represented by the State
Public Defender, the Clerk shall notify the trial court clerk when the
Appellant’s Brief has been filed, and the trial court clerk will then transmit
one (1) copy of the Transcript to the Clerk in accordance with Rules 28 and 29.
(b) In Criminal
Appeals in which the appellant is represented by the State Public Defender, the
trial court clerk shall transmit one (1) copy of the Transcript to the Clerk in
accordance with Rules 28 and 29 when the Court Reporter has completed the
preparation, certification and filing in accordance with Rule 11(A).
(c) In juvenile
termination of parental rights and juvenile child in need of services appeals,
the Clerk shall notify the trial court clerk when the Appellant’s Brief has
been filed, and the trial court clerk will then transmit one (1) copy of the
Transcript to the Clerk in accordance with Rules 28 and 29.
(d) Any party
may move the Court on Appeal to order the trial court clerk to transmit the
Transcript at a different time than provided for in this Rule.
(2) Any party
may withdraw the Transcript, or, at the trial court clerk’s option, a copy, at
no extra cost, from the trial court clerk for a period not to exceed the period
in which the party’s brief is to be filed.
C. Access to Record on Appeal. Unless limited by the trial court, any party may copy any
document from the Clerk's Record and any portion of the Transcript. After a
Transcript or Appendix has been transmitted to or filed with the Clerk, a party
to the appeal may arrange to have access to that Transcript or Appendix during
the time period that party is working on a brief, subject to any internal rules
the Clerk may adopt to provide an accounting for the location of those
materials and for ensuring fair access to the Transcript and Appendices by all
parties.
D. Appeals from Administrative Agencies. When the appeal is from an Administrative Agency, reference
to the “trial court clerk” shall mean the Administrative Agency.
Rule 13. Preparation Of The Record In
Administrative Agency Cases
In cases taken directly to the Court of Appeals from the
final orders, rulings or decisions and certified questions of an Administrative Agency,
the preparation, contents, and transmittal of the Record on Appeal, to the
extent possible pursuant to Rules 10, 11 and 12,
shall be governed by the same provisions applicable to appeals from Final
Judgments in civil cases, including all applicable time periods,
notwithstanding any statute to the contrary.
Rule 14. Interlocutory Appeals
A. Interlocutory Appeals of Right. Appeals from the following interlocutory orders are taken
as a matter of right by filing a Notice of Appeal with the Clerk within thirty
(30) days after the notation of the interlocutory order in the Chronological
Case Summary:
(1) For the
payment of money;
(2) To compel
the execution of any document;
(3) To compel
the delivery or assignment of any securities, evidence of debt, documents or
things in action;
(4) For the
sale or delivery of the possession of real property;
(5) Granting or
refusing to grant, dissolving, or refusing to dissolve a preliminary
injunction;
(6)
Appointing or refusing to appoint a receiver, or revoking or refusing to revoke
the appointment of a receiver;
(7)
For a writ of habeas corpus not otherwise authorized to be taken directly to
the Supreme Court;
(8)
Transferring or refusing to transfer a case under Trial Rule 75; and
(9)
Issued by an Administrative Agency that by statute is expressly required to be
appealed as a mandatory interlocutory appeal.
The Notice of Appeal shall be in the form prescribed by
Rule 9, and served in accordance with Rule 9(F)(10).
B. Discretionary Interlocutory Appeals. An appeal may be taken from other interlocutory orders if
the trial court certifies its order and the Court of Appeals accepts
jurisdiction over the appeal.
(1) Certification by the Trial Court. The trial court, in its discretion,
upon motion by a party, may certify an interlocutory order to allow an
immediate appeal.
(a) Time for
Filing Motion. A motion requesting certification of an interlocutory order must
be filed in the trial court within thirty (30) days after the date the
interlocutory order is noted in the Chronological Case Summary unless the trial
court, for good cause, permits a belated motion. If the trial court grants a
belated motion and certifies the appeal, the court shall make a finding that
the certification is based on a showing of good cause, and shall set forth the
basis for that finding.
(b) Content of
the Motion in the Trial Court. A motion to the trial court shall contain the
following:
(i)
An identification of the interlocutory order sought to be certified;
(ii)
A concise statement of the issues to be addressed in the interlocutory appeal;
and
(iii)
The reasons why an interlocutory appeal should be permitted.
(c) Grounds for
Granting Interlocutory Appeal. Grounds for granting an interlocutory appeal
include:
(i)
The appellant will suffer substantial expense, damage or injury if the order is
erroneous and the determination of the error is withheld until after judgment.
(ii)
The order involves a substantial question of law, the early determination of
which will promote a more orderly disposition of the case.
(iii)
The remedy by appeal is otherwise inadequate.
(d)
Response to Motion. Any response to a motion for the trial court to certify an
interlocutory order shall be filed within fifteen (15) days after service of
the motion, and computing time in accordance with Trial Rule 6.
(e)
Ruling on Motion by the Trial Court. In the event the trial court fails for
thirty (30) days to set the motion for hearing or fails to rule on the motion
within thirty (30) days after it was heard or thirty (30) days after it was
filed, if no hearing is set, the motion requesting certification of an
interlocutory order shall be deemed denied.
(2) Acceptance
of the Interlocutory Appeal by the Court of Appeals. If the trial court
certifies an order for interlocutory appeal, the Court of Appeals, in its
discretion, upon motion by a party, may accept jurisdiction of the appeal. The
motion shall be accompanied by an appearance as required by Rule 16(H).
(a)
Time for Filing Motion in the Court of Appeals. The motion requesting that the
Court of Appeals accept jurisdiction over an interlocutory appeal shall be filed
within thirty (30) days after the date the trial court's certification is noted
in the Chronological Case Summary.
(b)
Content of the Motion in the Court of Appeals. The motion requesting that the
Court of Appeals accept jurisdiction shall state:
(i)
The date of the interlocutory order.
(ii)
The date the motion for certification was filed in the trial court.
(iii)
The date the trial court’s certification of its interlocutory order was noted
in the Chronological Case Summary.
(iv)
The reasons the Court of Appeals should accept this interlocutory appeal.
(c)
Submissions with Motion. The party seeking an interlocutory appeal shall submit
with its motion a copy of the trial court's certification of the interlocutory
order and a copy of the interlocutory order.
(d)
Response to Motion. Any response to a motion requesting the Court of Appeals to
accept jurisdiction shall be filed within fifteen (15) days after service of
the motion.
(3) Filing
of Notice of Appeal. The appellant shall file a Notice of Appeal with the Clerk
within fifteen (15) days of the Court of Appeals' order accepting jurisdiction
over the interlocutory appeal. The Notice of Appeal shall be in the form
prescribed by Rule 9, and served in accordance with Rule 9(F)(10). The
appellant shall also comply with Rule 9(E).
C. Interlocutory Appeals From Orders Granting Or Denying
Class Action Certification.
The Court of Appeals, in its discretion, may accept jurisdiction over an appeal
from an interlocutory order granting or denying class action certification under Ind.
Trial Rule 23.
(1) Time for Filing Motion.
A motion requesting that the Court of Appeals accept jurisdiction over an
interlocutory appeal from an order granting or denying class action
certification shall be filed within thirty (30) days after the notation of the
order in the Chronological Case Summary. The Motion shall be accompanied by an
appearance as required by Rule 16(H).
(2) Content of Motion.
The motion requesting that the Court of Appeals accept jurisdiction shall
state:
(a)
The date the order granting or denying class action certification was noted in
the Chronological Case Summary.
(b)
The facts necessary for consideration of the motion.
(c)
The reasons the Court of Appeals should accept the interlocutory appeal.
(3) Submissions with Motion. The trial court's order granting or
denying class action certification shall be submitted with the motion
requesting that the Court of Appeals accept jurisdiction over the interlocutory
appeal.
(4) Response to Motion. Any response to the motion
requesting the Court of Appeals to accept jurisdiction shall be filed within
fifteen (15) days after service of the motion.
(5) Filing of Notice of Appeal. The appellant shall file a Notice
of Appeal with the Clerk within fifteen (15) days of the Court of Appeals'
order accepting jurisdiction over the interlocutory appeal. The Notice of
Appeal shall be in the form prescribed by Rule 9, and served in accordance with
Rule 9(F)(10). The appellant shall also comply with Rule 9(E).
D. Statutory Interlocutory Appeals. Other interlocutory appeals may be taken only as provided
by statute.
E. Clerk's Record and Transcript. The Clerk's Record shall be assembled in accordance with
Rule 10. The Court Reporter shall file the Transcript in accordance with Rule
11.
F. Briefing.
Briefing in interlocutory appeals shall be governed by Rules 43 and 44.
G. Shortening or Extending Time.
(1)
Extensions. Extensions of time to file any brief in an interlocutory
appeal are disfavored and will be granted only upon a showing of good cause.
Any motion for extension must comply with Rule 35.
(2)
Shortening Deadlines. The Court of Appeals, upon motion by a party and
for good cause, may shorten any time period. A motion to shorten time shall be
filed within ten (10) days of the filing of either the Notice of Appeal with
the Clerk or the motion to the Court of Appeals requesting permission to file
an interlocutory appeal.
H. Stay of Trial Court Proceedings. An interlocutory appeal shall not stay proceedings in the
trial court unless the trial court or a judge of the Court of Appeals so
orders. The order staying proceedings may be conditioned upon the furnishing of
a bond or security protecting the appellee against loss incurred by the
interlocutory appeal.
I. Death Penalty Cases.
In any case in which the State seeks the death penalty or in which the
interlocutory order raises a question of interpretation of IC
35-50-2-9, references in this Rule to the Court
of Appeals shall refer to the Supreme Court.
Rule 14.1. Expedited Appeal for Payment
of Placement and/or Services
A. Applicability.
This Rule governs appellate review per Indiana Code sections
31-34-4-7(f), 31-34-19-6.1(f), 31-37-5-8(g), and 31-37-18-9(d). All other appeals concerning children alleged to be in need of
service or children alleged to be delinquent are not covered by this rule.
B.
Notice of Expedited Appeal.
(1)
The Department of Child Services (“DCS”) shall file a Notice of Expedited
Appeal with the Clerk within five (5) business days after the trial court's
order of placement and/or services is noted in the Chronological Case Summary.
(See Form #App.R. 9-1).
(2)
On the same day DCS files the Notice of Expedited Appeal, it shall serve the
Notice on the trial court judge, the clerk of the trial court, the Court Reporter
(if a Transcript, or any portion of a Transcript is requested), the county
commissioners, the guardian ad litem, CASA, any juvenile who is the subject of
the order if 14 years of age or older, counsel for the juvenile, the parents of
the juvenile, the Attorney General, in the case of a juvenile delinquency
matter the Chief Probation Officer and Prosecutor, and any other party of
record.
(3)
The Notice of Expedited Appeal shall include all content required by Rule 9(F).
(4)
The certificate of service attached to the Notice of Expedited Appeal shall
include (a) the name and address, and (b) the FAX number and e-mail address if
known, of every person to whom it was sent.
(5)
Any party who has received the Notice of Expedited Appeal shall have five (5)
business days from service of the Notice of Expedited Appeal to file an
Appearance and request any additional other items to be included in the record.
Failure to file an Appearance shall remove that party from the Appeal.
(6)
The trial court shall be considered a party to the Appeal if it files a timely
appearance.
C. Transcript and Record.
(1)
The completion of the Transcript and the Record on Appeal shall take priority
over all other appeal Transcripts and records. Within ten (10) business days
after the filing of the Notice of Appeal is noted in the Chronological Case
Summary, the assembly of the Clerk's Record shall be completed and any
requested Transcript shall be prepared and filed, after which the clerk shall
immediately issue and file a Notice of Completion of Clerk's Record (and a
separate Notice of Completion of Transcript if assembly of the Clerk's Record
is completed before the Transcript is filed) and shall immediately serve all
parties to the Appeal by both: (i) U.S. mail or third-party commercial carrier;
and (ii) personal service, electronic mail, or facsimile.
(2)
The Clerk's Record in appeals governed by this rule shall contain the
pre-dispositional report and any attachments thereto, in addition to the other
records listed in Appellate Rule 2(E). The trial court clerk is not obligated
to index or marginally annotate the Clerk's Record, which shall be the
responsibility of DCS.
(3)
On the eleventh (11th) business day following the filing of the Transcript, the
trial court clerk shall transmit the Transcript to the Clerk without any
further notice from the Clerk. Failure to meet this deadline shall require the
trial court clerk to show cause to the Court on Appeal why he or she should not
be held in contempt. DCS may, but is not required to, file a show cause motion
with the Court on Appeal concerning the trial court clerk's failure to meet
this deadline.
D. Memoranda.
(1)
Any party on Appeal may file a memorandum, which may be in narrative form and
need not contain the sections under separate headings listed in Appellate Rule
46(a).
(2)
Memoranda shall not exceed ten (10) pages unless limited to 4,200 words and
shall adhere to the requirements of Appellate Rules 43(A)-(H), and (J).
Memoranda exceeding ten (10) pages in length shall contain the word count
certification required by Appellate Rule 44(F). Any factual statement shall be
supported by a citation to a page where it appears in the record.
(3)
DCS shall have five (5) business days from the notation in the Chronological
Case Summary of the filing of the Notice of Completion of Transcript (or the
Notice of Completion of Clerk's Record if a Transcript was not requested) to
file a memorandum stating why the trial court's decision should be reversed.
DCS's memorandum shall be accompanied by an Appendix that shall contain copies
of all relevant pleadings, motions, orders, entries, and other papers filed,
tendered for filing, or entered by the trial court, including but not limited
to the pre-dispositional report and all attachments thereto.
(4)
Any responding party shall have five (5) business days after DCS has filed its
memorandum to file a responsive memorandum stating why the decision should be
sustained or reversed, and to file any accompanying supplemental Appendix.
(5)
No reply memorandum shall be allowed.
E.
Extensions of Time.
Extensions of time are not allowed.
F. Rehearing on Appeal.
A party may not seek rehearing of an appellate decision issued under this rule.
G. Outcome of Appeal.
If DCS
prevails on appeal, payment shall be made in accordance with Indiana Code
sections 31-34-4-7(g), 31-34-19-6.1(g), 31-37-5-8(h), or 31-37-18-9(e), as the
case may be.
H. Petition to Transfer.
A Petition to Transfer must be filed no later than five (5) business days after
the adverse decision of the Court of Appeals. A party who files a Petition to
Transfer by mail or third-party commercial carrier shall also
contemporaneously tender a copy to the Clerk's Office via facsimile. The
Petition to Transfer shall adhere to the requirements of Appellate Rules
43(A)-(G), (J), and (K). Appellate Rules 43(H) and (I), 44, and 57 shall not apply. The Petition to Transfer shall not exceed one (1)
page in length, excluding the front page, signature block and certificate of
service, and shall notify the Supreme Court simply of the party's desire for
the Supreme Court to assume jurisdiction over the appeal following the adverse
decision of the Court of Appeals. A file-stamped copy of the Court of Appeals'
opinion or memorandum decision shall be submitted with the Petition to
Transfer. No brief in response shall be allowed. The Supreme Court will
consider the merits of the Petition to Transfer based on the party's filings
submitted to the Court of Appeals and on the Court of Appeals' opinion or
memorandum decision.
I. Certification of Opinion. The Clerk shall certify the Court of Appeals' opinion or
memorandum decision six (6) business days after it is handed down unless a
timely Petition to Transfer has been filed and served in accordance with the
preceding section. The Clerk shall certify any opinion of the Supreme Court
immediately upon issuance.
J. Service. If a party provides service by mail or third-party commercial carrier pursuant
to Rule 68(F)(2), then the party shall also provide service by contemporaneous
fax or email on all parties whose FAX number or e-mail address is known by the
serving party. Parties who are served by contemporaneous FAX or e-mail shall
not be entitled to the extension of time set forth in Appellate Rule 25(C). Any party filing an appearance after documents have been
served shall promptly be served with all documents not previously provided to
the later-appearing party.
Rule 15. Appellant's Case Summary
The Appellant’s Case Summary is
abolished.
A. Initiating Parties.
The filing of a Notice of Appeal pursuant to Rule 9 or Notice of Expedited
Appeal pursuant to Rule 14.1 satisfies
the requirement to file an appearance.
B. Responding Parties.
All other parties participating in an appeal shall file an appearance form with
the Clerk. (See Form # App.R. 16-1). When the State is appellee in a Criminal
Appeal, the Clerk shall enter the appearance of the Attorney General. The
appearance form shall be filed within fifteen (15) days after the filing of the
Notice of Appeal or contemporaneously with the first document filed by the
appearing party, whichever comes first. The appearance form shall contain the
following:
(1) Name and
address of the appearing party, and if the appearing party is not represented
by counsel, the party's FAX number, telephone number, and electronic mail
address, if any;
(2) Name,
address, attorney number, telephone number, FAX number (if any), and electronic
mail address of the attorneys representing the parties;
(3) If it is a
civil case, whether appellee is willing to participate in Appellate ADR;
(4) Certification
that the contact information listed on the Indiana Supreme Court Roll of
Attorneys for each attorney is current and accurate as of the date the Appearance
is filed (Attorneys can review and update their Roll of Attorneys contact
information on the Indiana Courts Portal;
(5) Acknowledgement
that all orders, opinions, and notices in the matter will be sent to the email
address(es) specified by the attorney on the Roll of Attorneys regardless of
the contact information listed on the Appearance; and
(6) Acknowledgment
that each attorney listed on the Appearance is solely responsible for keeping
his/her Roll of Attorneys contact information accurate per Ind. Admis. Disc. R.
2(A).
C. Parties to Certified Federal Questions. If the Supreme Court decides to answer a question of law
certified by a federal court under Rule 64, parties to the federal proceeding shall file an appearance form
with the Clerk setting forth the same information identified in Section (B) of
this Rule. Appearance forms shall be filed within thirty (30) days following
the order of the Supreme Court granting the federal court's request for an
opinion, or contemporaneously with the first document filed by the appearing
party, whichever comes first.
D. Amicus Curiae.
When moving for leave to file an amicus curiae brief under Rule
41, the movant shall file an appearance
form with the Clerk containing the following:
(1) Name and
address of the movant;
(2) Name,
address, attorney number, telephone number, FAX number, and electronic mail
address, if any, of the attorneys representing the movant; and
(3) Whether the
movant sought amicus curiae status in the proceeding before the trial
court or Administrative Agency, and if so, whether the request was granted.
E. Correction of Information. Parties shall promptly advise the Clerk of any change in
the information previously supplied under this Rule and Rule 9.
Attorneys whose contact information changes shall immediately update their
contact information on the Indiana Supreme Court Roll of Attorneys using the
website designated by the Supreme Court for this purpose.
F. Appearance on Transfer or Review. If an attorney has entered an appearance in a case before
the Court of Appeals or the Tax Court, that attorney need not file another
appearance in any continuation of that case before the Supreme Court. If an
attorney has been granted temporary admission in a case before the Court of
Appeals or the Tax Court, that attorney need not again seek temporary admission
in any continuation of that case before the Supreme Court.
G. Withdrawal of Appearance. An attorney wishing to withdraw his or her appearance shall
seek leave of the court by motion stating the reason that leave is sought. If a
new attorney will be replacing the withdrawing attorney, the new attorney's
appearance should, if possible, be filed with the motion to withdraw
appearance.
H.
Appearances in Certain Interlocutory Appeals.
In the case of an Interlocutory Appeal under Rules 14(B)(2) or 14(C), a party
shall file an appearance setting forth the information required by Rule 16(B)
at the time the motion requesting the Court on Appeal to accept jurisdiction
over the interlocutory appeal is filed. (See Form # App. R. 16-2).
A.
Trial Court or Administrative Agency Parties. A party of record in the trial court or Administrative
Agency shall be a party on appeal. The Attorney General represents the state in
all Criminal Appeals.
B.
Death or Incompetence of Party.
The death or incompetence of any or all the parties on appeal shall not cause
the appeal to abate. The death of the appellant abates a criminal
appeal. Successor parties may be substituted for the deceased or
incompetent parties.
C.
Substitution Of Parties.
(1) Automatic
Substitution for Public Officers in Official Capacities. When a public
officer who is sued in an official capacity dies, resigns or otherwise no
longer holds public office, the officer's successor is automatically
substituted as a party.
(2) Substitution
of Parties. A party shall, by notice filed with the Clerk, advise
the Court of the succession in office of any party. The failure of any party to
file a notice shall not affect the party’s substantive rights.
Rule 18. Appeal Bonds--Letters Of
Credit
No appeal bond shall be necessary to prosecute an appeal
from any Final Judgment or appealable interlocutory order. Enforcement of a
Final Judgment or appealable interlocutory order from a money judgment shall be
stayed during appeal upon the giving of a bond, an irrevocable letter of credit,
or other form of security approved by a trial court or Administrative Agency.
The trial court or Administrative Agency shall have jurisdiction to fix and
approve the bond, irrevocable letter of credit, or other form of security, and
order a stay prior to or pending an appeal. After the trial court or
Administrative Agency decides the issue of a stay, the Court on Appeal may
reconsider the issue at any time upon a showing, by certified copies, of the
trial court's action. The Court on Appeal may grant or deny the stay and set or
modify the bond, letter of credit, or other form of security. No bond, letter
of credit, or other form of security shall be required from any party exempted
from bond
by Trial Rule 62(E). This rule
creates no right to a stay where precluded by law.
Rule 19. Court Of Appeals Preappeal
Conference
A. Subjects for Conference. The Court of Appeals may order a preappeal conference upon
the motion of any party or on the court's own motion, to consider the
following:
(1) the
simplification and designation of the issues to be presented on appeal;
(2) obtaining
stipulations to avoid the preparation of unnecessary Transcript;
(3) the
determination of what Transcript from the trial court is necessary to present
properly the issues on appeal;
(4) scheduling;
(6) such other
matters as may aid the disposition of the appeal.
B. Sanctions.
If a party fails to appear in person or by counsel at the preappeal conference,
without good cause, or if an attorney is unprepared to participate in the
conference, the Court of Appeals may impose appropriate sanctions, including
attorney fees.
Rule 20. Appellate Alternative Dispute
Resolution
The parties in civil cases are encouraged to consider
appellate mediation. The Court on Appeal may, upon motion of any party or its
own motion, conduct or order appellate alternative dispute resolution.
Rule 21. Order In Which Appeals Are Considered
A. Expedited Appeals.
The court shall give expedited consideration to interlocutory appeals and
appeals involving issues of child custody, support, visitation, adoption,
paternity, determination that a child is in need of services, termination of
parental rights, and all other appeals entitled to priority by rule or statute.
B. Motion for Expedited Consideration. By motion of any party, other appeals that involve the
constitutionality of any law, the public revenue, public health, or are
otherwise of general public concern or for other good cause, may be expedited
by order of the court.
Unless otherwise provided, a current edition of a Uniform
System of Citation (Bluebook) or Association of Legal Writing Directors (ALWD)
Guide to Legal Citation must be followed.
(1)
All
published opinions must be cited by giving the title of the case followed by
the volume and page of the regional reporter (or official reporter if not
regional reporter exists), the court of disposition, and the year of the
opinion. E.g., In re Leach, 34 N.E. 641 (Ind. 1893); Todd v. Coleman,
119 N.E.3d 1137 (Ind. Ct. App. 2019). Parallel citations to two or more
reporters are not required.
(2) Memorandum decisions issued
after January 1, 2023, must be cited by giving the title of the case followed
by the appellate case number, the court of disposition, and the month, day, and
year of the opinion followed by “(mem.).” E.g., Steele v. Taber, No.
22A-CT-925 (Ind. Ct. App. Jan. 17, 2023) (mem.).
(3) Pinpoint citations must be
included to the specific page(s) on which information appears. E.g.,
Livingston v. State, 113 N.E.3d 611, 614 (Ind. 2018) (per curiam); Martinez
v. State, No. 22A-CR-1196, at *4 (Ind. Ct. App. Jan. 26, 2023) (mem.), trans.
denied.
(4)
Designation
of disposition of petitions for transfer must be included. E.g., State ex
rel. Mass Transp. Auth. of Greater Indianapolis v. Ind. Revenue Bd., 242
N.E.2d 642 (Ind. Ct. App. 1968), trans. denied by an evenly divided court
244 N.E.2d 111 (Ind. 1969); Coplan v. Miller, 179 N.E.3d 1006 (Ind. Ct.
App. 2021), trans. denied.
B. Citations to Indiana Statutes, Regulations, Court Rules,
and County Local Court Rules.
1. Citations to
Indiana statutes, administrative materials, and court rules shall comply with
the following citation format for initial references and subsequent references:
INITIAL |
SUBSEQUENT |
Ind. Code § 34-1-1-1 (20 xx) |
I.C. § 34-1-1-1 |
34 Ind. Admin. Code 12-5-1 (2004) |
34 I.A.C. 12-5-1 |
29 Ind. Reg. 11 (Oct. 1, 2005) |
29 I.R. 11 |
Ind. Access to Court Records Rule
7 |
A.C.R. 7 |
Ind. Administrative Rule 7(A) |
Admin. R. 7(A) |
Ind. Admission and Discipline Rule
23(2)(a) |
Admis. Disc. R. (2)(a) |
Ind. Alternative Dispute
Resolution Rule 2 |
A.D.R. 2 |
Ind. Appellate Rule 8 |
App. R. 8 |
Ind. Child Support Rule 2 |
Child Supp. R. 2 |
Ind. Child Support Guideline 3(D) |
Child Supp. G. 3(D) |
Ind. Crim. Rule 4(B)(1) |
Crim. R. 4(B)(1) |
Ind. Evidence Rule 301 |
Evid. R. 301 |
Ind. Judicial Conduct Rule 2.1 |
Jud. Cond. R. 2.1 |
Ind. Jury Rule 12 |
J.R. 12 |
Ind. Original Action Rule 3(A) |
Orig. Act. R. 3(A) |
Ind. Post-Conviction Rule 2(2)(b) |
P-C.R. 2(2)(b) |
Ind. Professional Conduct Rule 6.1 |
Prof. Cond. R. 6.1 |
Ind. Small Claims Rule 8(A) |
S.C.R. 8(A) |
Ind. Tax Court Rule 9 |
Tax. Ct. R. 9 |
Ind. Trial Rule 56 |
T.R. 56 |
Effective
July 1, 2006, the Indiana Administrative Code and the Indiana Register are
published electronically by the Indiana Legislative Services Agency. For materials
published in the Indiana Administrative Code and Indiana Register prior to that
date, use the citation forms set forth above. For materials published after
that date, reference to the appropriate URL is necessary for a reader to locate
the official versions of these materials. The following citation format for
initial references and subsequent references shall be used for materials
published in the Indiana Administrative Code and Indiana Register on and after
July 1, 2006:
Initial: 34 Ind. Admin. Code 12-5-1
(2006)
Subsequent: 34 I.A.C. 12-5-1
Initial: Ind. Reg. LSA Doc. No.
05-0065 (July 26, 2006)
Subsequent: I.R. 05-0065
2. Citations to
County Local Court Rules adopted pursuant to Ind. Trial Rule 81 shall be cited
by giving the county followed by the citation to the local rule, e.g. Adams
LR01-TR3.1-1.
C. References to the Record on Appeal. Any factual statement shall be supported by a citation to
the volume and page where it appears in an Appendix, and if not contained in an
Appendix, to the volume and page it appears in the Transcript or exhibits,
e.g., Appellant's App. Vol. II p.5; Tr. Vol. I, pp. 231-32. Any record material
cited in an appellate brief must be reproduced in an Appendix or the Transcript
or exhibits. Any record material cited in an appellate brief that is also
included in an Addendum to Brief should include a citation to the Appendix or
Transcript and to the Addendum to Brief.
D. References to Parties.
References to parties by such designations as “appellant” and “appellee” shall
be avoided. Instead, parties shall be referred to by their names, or by
descriptive terms such as “the employee,” “the injured person,” “the taxpayer,”
or “the school.”
E. Abbreviations.
The following abbreviations may be used without explanation in citations and
references: Addend. (addendum to brief), App. (appendix), Br. (brief), CCS
(chronological case summary), Ct. (court), Def. (defendant), Hr. (hearing),
Mem. (memorandum), Pet. (petition), Pl. (plaintiff), Supp. (supplemental), Tr.
(Transcript).
A. Time for Filing.
Documents exempted from E-Filing under Rule 68 will be deemed filed with the
Clerk when they are:
(1) personally
delivered to the Clerk (which, when the Clerk's Office is open for business,
shall mean personally tendering the papers to the Clerk or the Clerk's
designee; and at all other times (unless the Clerk specifies otherwise) shall
mean properly depositing the papers into the "rotunda filing drop
box" located in the vestibule of the east second-floor entrance to the
State House);
(2) deposited
in the United States Mail, postage prepaid, properly addressed to the Clerk; or
(3) deposited
with any third-party commercial carrier for delivery to the Clerk within three
(3) calendar days, cost prepaid, properly addressed.
Documents not exempted from E-Filing under Rule 68 will
be deemed E-Filed with the Clerk, subject to payment of all applicable fees, on
the date and time reflected in the Notice of Electronic Filing. See Appellate
Rule 68(I).
B. Clerk's Functions.
All functions performed by the Clerk are ministerial and not discretionary. The
court retains the authority to determine compliance with these Rules.
C. Documents Tendered with Motions Seeking Leave to File. When a document tendered with a
motion is ordered filed by the Court, any time limit for a response to that
document shall run from the date on which the document is filed.
D. Notice of Defect-Received but not Filed. When the Clerk accepts a document as received but not
filed, including a document that is noncompliant with the Rules, the Clerk
shall stamp the document as “received” (but not filed) as of the date it would
have been filed.
(1) When a
document is stamped as “received” due to noncompliance with the Rules the Clerk
shall send a “Notice of Defect” to the attorney or unrepresented litigant that
tendered the document, shall serve all other parties with a copy of the Notice
of Defect, and shall note the transmission of the Notice of Defect on the
docket if a cause number has been assigned to the matter.
(a) Individuals
who are incarcerated in a penitentiary, prison, or jail and are not represented
by an attorney must correct defect(s) no later than twenty (20) business days
from the date of the Notice of Defect. All other persons have ten (10) business
days from the date of the Notice of Defect within which to correct defect(s).
(b) If the
attorney or unrepresented litigant corrects the defect(s) by the deadline
provided in the Notice of Defect, and if the corrected document fully complies
with the Rules in all other respects, the document shall be deemed filed as of
the date the corrected document is filed with the Clerk’s Office pursuant to
Appellate Rule 23(A) and shall be deemed timely for purposes of any applicable
filing deadline. Any corrected document shall be served upon all other parties
pursuant to Appellate Rule 24. The Clerk shall send a “Notice of Cure” to the
parties indicating that the defect has been cured.
(c) If the
attorney or unrepresented litigant fails to submit a fully compliant corrected
document by the deadline provided in the Notice of Defect, the Clerk shall note
this on the docket if a cause number has been assigned to the matter.
(d) A list of
defects noncompliant with the Rules can be found in Appendix B.
(2) When a
document is stamped as “received” for a reason other than noncompliance with
the Rules any time limit for response or reply to that document shall run from
the date on which the document is filed. The Clerk shall notify all parties of
the date on which the “received” document is subsequently filed.
E. Signature Required.
Every motion, petition, brief, appendix, acknowledgment, notice, response,
reply, or appearance must be signed by at least one [1] attorney of record in
the attorney's individual name, whose name, address, telephone number, and
attorney number shall also be typed or printed legibly below the signature. If
a party or amicus is not represented by an attorney, then the party or amicus
shall sign such documents and type or print legibly the party or amicus's name,
address, and telephone number. The signing of the verification of accuracy
required by Rule 50(A)(2)(i) or 50(B)(1)(f) satisfies this requirement for
appendices. E-Filed documents submitted through the IEFS shall comply with Rule
68(H).
F.
Confidentiality of Court Records on Appeal.
(1) Court Records are accessible to
the public, except as provided in the Rules on Access to Court Records.
(2) If a Court Record was excluded
from Public Access in the trial court in accordance with the Rules on Access to
Court Records, the Court Record shall remain excluded from Public Access on
appeal unless the Court on Appeal determines the conditions in Rule 9 of the
Rules on Access to Court Records are satisfied.
(3) Procedures for Excluding Court
Records from Public Access on Appeal. Any Court Record excluded from Public
Access on appeal must be filed in accordance with the following procedures:
(a) Notice
to maintain exclusion from Public Access.
(i)
In cases where the Court Record is excluded from Public Access pursuant to
Rules 5 or 6 of the Rules on Access to Court Records, the party or person submitting the
confidential record must provide the separate written notice required by Access
to Court Records Rule 5 identifying the specific Access to Court Records Rule
5(B), 5(C), or 5(D) ground(s) upon which exclusion is based. (See Form # App.R.
11-5).
(ii)
In cases where all Court Records are excluded from Public Access in accordance
with Access to Court Records Rule 5(A), no notice of exclusion from Public
Access is required.
(b) Public
Access and Non-Public Access Versions. Where only a portion of the Court Record
has been excluded from Public Access pursuant to Access to Court Records Rule
5(B), 5(C), or 5(D), the following requirements apply:
(i) Public
Access Version.
a. If
an appellate filing contains confidential Court Records to be excluded from
Public Access, the confidential Court Record shall be omitted or redacted from
this version.
b.
The omission or redaction shall be indicated at the place it occurs in the
Public Access version. If multiple pages are omitted, a separate place keeper
insert must be inserted for each omitted page to keep PDF page numbering
consistent throughout.
c. If
the entire document is to be excluded from Public Access, the Access to Court
Records ACR Form filed with the document will serve as the Public Access
Version.
(ii)
Non-Public Access Version.
a. If
the omitted or redacted Court Record is not necessary to the disposition of the
case on appeal, the excluded Court Record need not be filed or tendered in any
form and only the Public Access version is required. The Access to Court
Records ACR Form should indicate this fact. (See Form # App.R. 11-6).
b. If
the omitted or redacted Court Record is necessary to the disposition of the
case, the excluded Court Record must be separately filed or tendered as
follows.
1. The
first page of the Non-Public Access Version should be conspicuously marked “Not
for Public Access” or “Confidential,” with the caption and number of the case
clearly designated.
2. The
separately filed Non-Public Access version shall consist of a complete,
consecutively paginated replication including both the Public Access material
and the Non-Public Access material.
3. Use
of green paper is abolished for E-Filing. Pages in the Non-Public Access
version containing Court Records that are excluded from Public Access shall
instead be identified with a header, label, or stamp that states, “CONFIDENTIAL
PER RULES ON ACCESS TO COURT RECORDS” or “EXCLUDED FROM PUBLIC ACCESS PER RULES
ON ACCESS TO COURT RECORDS.”
(iii)
The requirements in Rule 23(F)(3)(b) do not apply to cases in which all Court
Records are excluded from Public Access pursuant to Access to Court Records
Rule 5(A).
(4) E-Filing
document security codes settings.
(a)
Where only a portion of the Court Record has been excluded from Public Access
pursuant to Rules 5(B), 5(C), or 5(D) of the
Access to Court Record Rules,
the E-Filing document security codes setting for the Public Access Version
shall be “Public Document.”
(b)
Where only a portion of the Court Record has been excluded from Public Access
pursuant to Rules 5(B), 5(C), or 5(D) of the Access to Court Record Rules, the
E-Filing document security codes setting for the Non-Public Access Version
shall be “Confidential document under the Rules on Access to Court Records.”
(c)
In cases in which all Court Records are excluded from Public Access pursuant to
Rule 5(A) of the Access to Court Record Rules, the E-Filing document security
codes setting shall be “Confidential document under the Rules on Access to
Court Records.”
A. Required Service.
(1) Notice of Appeal. A party filing a
Notice of Appeal shall contemporaneously serve a copy upon:
(a)
all parties of record in the trial court or Administrative Agency;
(b)
[reserved];
(c)
[reserved];
(d)
any persons identified in Rule 14.1, if applicable;
(e)
the Attorney General in all Criminal Appeals and any appeals from a final
judgment declaring a state statute unconstitutional in whole or in part;
(f)
[reserved]; and,
(g)
any other persons required by statute to be served.
(See Form # App.R. 9-1).
(2) Documents filed in the fifteen (15) day
period following the filing of Notice of Appeal. A party filing any
document in the fifteen (15) day period after a Notice of Appeal is filed shall
contemporaneously serve a copy upon:
(a) all parties of record in the
trial court or Administrative Agency;
(b) all parties of record who have
filed a Notice of Appeal or an appearance with the Clerk;
(c) any persons seeking party
status, and,
(d) any persons required by statute
to be served.
(3) Other documents. Unless otherwise
provided by these Rules, all other documents tendered to the Clerk for filing
must contemporaneously be served upon:
(a) all parties of record who have
filed a Notice of Appeal or an appearance with the Clerk;
(b) any persons seeking party
status; and,
(c) any persons required by statute
to be served.
(4) Appendix in Criminal Appeals. In
criminal appeals only, any Appendix or Supplemental Appendix that is
conventionally filed need not be served on the Attorney General. Appendices or
Supplemental Appendices that are E-Filed in criminal appeals, however, shall be
served on the Attorney General.
B. Time for Service.
A party shall serve a document no later than the date the document is filed or
received for filing.
C. Manner and Date of Service. All E-Filed documents will be deemed served when they are
electronically served through the IEFS in accordance with Rule 68(F)(I).
Documents exempted from E-Service will be deemed served when they are:
(1) personally
delivered;
(2) deposited
in the United States Mail, postage prepaid, properly addressed; or
(3) deposited
with any third-party commercial carrier for delivery within three (3) calendar
days, cost prepaid, properly addressed.
Parties
appealing pursuant to Rule 14.1 must comply with the additional requirements
found in that Rule.
D. Certificate of Service.
(1) Content. Anyone tendering a document to
the Clerk for filing shall:
(a) certify that service has been
made or will be made contemporaneously with the filing;
(b) specifically list the persons
served by name;
(c) specify the date and means of
service;
(d) include any information required
by Rule 14.1, if applicable; and,
(e) if the document is a Notice of
Appeal, certify the date on which the Notice of Appeal was filed with the
Clerk. (See Form # App.R. 9-1).
(2) Placement. The certificate of service
shall be placed at the end of the document and shall not be separately filed.
A. Non-Business and Business Days. For purposes of this rule, a non- business day shall mean a
Saturday, a Sunday, a legal holiday as defined by state statute, or a day the
Office of the Clerk is closed during regular business hours. A business day
shall mean all other days.
B. Counting Days.
In computing any period of time allowed by these Rules, by order of the court,
or by any applicable statute, the day of the act, event, or default from which
the designated period of time begins to run shall not be included. The last day
of the period so computed is to be included unless it is a non-business day. If
the last day is a non-business day, the period runs until the end of the next
business day. When the time allowed is less than seven (7) days, all
non-business days shall be excluded from the computation.
C. Extension of Time When Served by Mail or Carrier. When a party serves a document by mail or third-party
commercial carrier, the time period for filing any response or reply to the
document shall be extended automatically for an additional three (3) calendar days
from the date of deposit in the mail or with the carrier. This Rule does not
extend any time period that is not triggered by a party's service of a
document, such as the time for filing a Petition for Rehearing or a Petition to
Transfer, nor does it extend any time period when service is made by E-Service
pursuant to Rule 68(F)(1).
Rule 26. Electronic Transmission By
Clerk
A. Transmission of Orders, Opinions, and Notices to Parties Not
Exempted from E-Filing. The
Clerk shall electronically transmit orders, opinions, and notices to all
parties represented by attorneys of record who are not exempted pursuant to
Rule 68(c)(2) from the requirement that they file electronically.
B. Transmission of Orders, Opinions, and Notices to Parties
Exempted from E-Filing. The Clerk shall transmit orders, opinions, and
notices by regular U.S. mail or personal delivery to parties and attorneys
exempted from the requirement that they file electronically, see Rule 68(C)(2),
unless the party or attorney requests FAX transmission. A request to receive
FAX transmission must be in writing, provide the FAX number at which
transmission is to be made, and be signed by exempted party or attorney making
the request.
C. Clerk’s Functions. When
transmission is made by FAX, the Clerk shall retain the machine-generated
transmission log as a record of transmission. The Clerk may, without notice,
discontinue FAX transmission if the Clerk determines FAX transmission is not
practicable.
D.
Transmission of Notice of Appeal to Trial Court or Administrative Agency, The Clerk shall electronically transmit the Notice of Appeal
to:
(1) the Court
Reporters in the trial court county or Administrative Agency;
(2) the clerk
of the trial court or Administrative Agency; and
(3) the judge
of the trial court before whom the case was heard.
The Record on Appeal shall consist of the Clerk's Record and
all proceedings before the trial court or Administrative Agency, whether or not
transcribed or transmitted to the Court on Appeal. Any provision of these Rules
regarding preparation of the Record on Appeal may be enforced by order of the
Court on Appeal. The Record of Proceedings is abolished.
Rule 28. Preparation Of Transcript By
Court Reporter
A. Transcript.
The Court Reporter shall prepare an electronic Transcript in accordance with
Appendix A.
B. Certification. The Court Reporter shall certify the
Transcript is correct. The Court Reporter’s
certification shall be the last page of the last volume of the Transcript,
signed by the Court Reporter in accordance with Appendix A.
C. Submission of Electronic Transcript.
(1) Following certification of the Transcript,
the Court Reporter shall submit the electronic Transcript using one of the
following methods:
(a) Submission by E-Filing. If e-filing is required in the trial court by
Trial Rule 87(B)(1), then the Court Reporter shall transmit the electronic
Transcript to the trial court clerk through the IEFS.
(b) Submission on Physical Media. If the Transcript is not submitted by
e-filing, then the Court Reporter shall seal two (2) copies of the Transcript
in an envelope or package bearing the trial court case number and marked
“Transcript.” The envelope or package containing the electronic Transcript
copies shall be filed with the trial court clerk in accordance with Rule 11. The
Court Reporter shall also retain a copy of the electronic Transcript.
(2) The separate Exhibit volume(s) and
photographic reproductions of oversized exhibits (if included pursuant to Rule
29(C)) shall be filed with the trial court clerk in accordance with Rule 11.
D.
Technical Standards. The Court Reporter shall prepare the electronic Transcript
pursuant to the technical standards set forth in Appendix A of these rules.
E. Processing and Transmission of Electronic
Transcript by Clerk.
(1) If the electronic Transcript is submitted by
E-Filing, the trial court clerk shall enter the date of submission on the
Chronological Case Summary and shall transmit the electronic Transcript to the
Clerk through the IEFS.
(2) If the electronic Transcript is submitted on
Physical Media, the trial court clerk shall file stamp the envelope that will
be used to store the electronic data storage device; the original envelope
submitted by the Court Reporter may be used for this purpose, if appropriate. The trial court clerk shall then
transmit one (1) copy of the electronic Transcript to the Clerk either through
the IEFS or by personal delivery, U.S. mail, or third-party commercial carrier.
(3) The trial court clerk shall retain the second copy of the
electronic Transcript and store the electronic records in conformity with
Administrative Rule 6.
F.
Court Records Excluded by the Rules on Access to Court Records.
(1) In cases where all of the Court
Records are excluded from Public Access pursuant to Access to Court Records
Rule 5(A), the Transcript shall be excluded from Public Access.
(2) If, during the hearing or trial
a party or person identified any exhibit or oral statement(s) to be excluded
from Public Access, the Court Reporter must comply with the requirements of
Appellate Rule 23(F) with regard to the exhibit or statement(s) and must note
in the Transcript the specific Access to Court Records Rule 5(B), 5(C), or 5(D)
ground(s) identified by the party or person.
(3) Additionally, until the time the
Transcript is transmitted to the Court on Appeal, any party or person may file
written notice with the Trial Court identifying:
(a)
the exhibit or Transcript page and line number(s) containing any Court Record
to be excluded from Public Access; and
(b)
the specific Access to Court Records Rule 5(B), 5(C), or 5(D) grounds upon
which that exclusion is based. (See Form #App.R. 11-3).
This written notice must be served on the Court Reporter
and, upon receipt of the written notice, the Court Reporter must refile the
Transcript in compliance with the requirements of Appellate Rule 23(F) and must
note in the Transcript the specific Access to Court Records Rule 5(B), 5(C), or
5(D) grounds(s) identified by a party or person.
(4) After the Transcript has been
transmitted to the Court on Appeal, any request by a party or person to exclude
a Court Record in the Transcript from Public Access must be made to the Court
on Appeal and must contain the specific Access to Court Records Rule 5(B),
5(C), or 5(D) ground(s) upon which that exclusion is based. Upon receipt of an
order from the Court on Appeal, the Court Reporter must re-file the Transcript
in compliance with the requirements of Appellate Rule 23(F).
A. Documentary Exhibits.
Documentary exhibits, including testimony in written form filed in
Administrative Agency proceedings and photographs, shall be included in
separate volumes that conform to the requirements of Appendix A(1), (2)(a), (11), and (12). The Court Reporter shall also prepare an index of the exhibits
contained in the separate volumes that conforms to the requirements of Appendix
A(14). Documentary
exhibit volumes shall be submitted in electronic format in accordance with
Appellate Rule 28(c). Documentary exhibit volumes
submitted in electronic format shall additionally conform to the
requirements of Appendix A(15)-(19). The documentary exhibit volumes shall be
transmitted to the Clerk with the electronic Transcript, using the same method
of transmission as the electronic Transcript.
B. Audio and Video Recordings.
Exhibits in the form of audio or video recordings shall be separately submitted
to the Clerk on CD, DVD, flash drive, or other physical media at the same time
as the Transcript and documentary exhibits are filed. Such CDs, DVDs, flash
drives, or physical media shall be submitted in an envelope stapled into a
conventional volume. Audio or video recordings submitted on physical media in
criminal cases shall be returned to the trial court five (5) years after the
appellate case is concluded. Audio or video recordings submitted on physical
media in civil cases shall be returned to the trial court sixty (60) days after
the appellate case is concluded.
C. Nondocumentary and Oversized Exhibits. Nondocumentary and oversized exhibits shall not be sent to
the Court, but shall remain in the custody of the trial court or Administrative
Agency during the appeal. Such exhibits shall be briefly identified in the
Transcript where they were admitted into evidence. Photographs of any exhibit
may be included in the volume of documentary exhibits. Nondocumentary and
oversized exhibits sent to the Court in criminal cases shall be returned to the
trial court five (5) years after the appellate case is concluded.
Nondocumentary and oversized exhibits sent to the Court in civil cases shall be
returned to the trial court sixty (60) days after the appellate case is
concluded.
D.
Access to Court Records Rule 7. If
an exhibit was accompanied by the separate written notice required by Access to
Court Records Rule 7, the Court Reporter must comply with the requirements of Appellate
Rule 23(F) when the exhibit is thereafter filed with the Trial Court Clerk.
Rule 31. Statement Of Evidence When No
Transcript Is Available
A. Party's Statement of Evidence. If no Transcript of all or part of the evidence is
available, a party or the party's attorney may prepare a verified statement of
the evidence from the best available sources, which may include the party's or
the attorney's recollection. The party shall then file a motion to certify the
statement of evidence with the trial court or Administrative Agency. The
statement of evidence shall be submitted with the motion.
B. Response.
Any party may file a verified response to the proposed statement of evidence
within fifteen (15) days after service.
C. Certification by Trial Court or Administrative Agency. Except as provided in Section D below, the trial court or
Administrative Agency shall, after a hearing, if necessary, certify a statement
of the evidence, making any necessary modifications to statements proposed by
the parties. The certified statement of the evidence shall become part of the
Clerk's Record.
D. Controversy Regarding Action of Trial Court Judge or
Administrative Officer.
If the statements or conduct of the trial court judge or administrative officer
are in controversy, and the trial court judge or administrative officer refuses
to certify the moving party's statement of evidence, the trial court judge or
administrative officer shall file an affidavit setting forth his or her
recollection of the disputed statements or conduct. All verified statements of
the evidence and affidavits shall become part of the Clerk's Record.
Rule 32. Correction Or Modification Of
Clerk's Record Or Transcript
A. Submission of Disagreement Regarding Contents to Trial
Court or Administrative Agency.
If a disagreement arises as to whether the Clerk's Record or Transcript
accurately discloses what occurred in the trial court or the Administrative
Agency, any party may move the trial court or the Administrative Agency to
resolve the disagreement. The trial court retains jurisdiction to correct or
modify the Clerk's Record or Transcript at any time before the reply brief is
due to be filed. After that time, the movant must request leave of the Court on
Appeal to correct or modify the Clerk's Record or Transcript. The trial court
or Administrative Agency shall issue an order, which shall become part of the
Clerk's Record, that either:
(1) confirms
that the Clerk's Record or Transcript reflects what actually occurred; or
(2) corrects
the Clerk's Record or Transcript, including the chronological case summary if
necessary; to reflect what actually occurred.
B. Transmission of Order.
The trial court clerk shall transmit to the Court on Appeal:
(1) the trial
court's order or order of an Administrative Agency and any corrections to the
Clerk's Record; and
(2) any
corrections to the Transcript by means of a supplemental Transcript. See Rule
9(G). The title of any corrected Transcript shall indicate that it is a
corrected Transcript.
Rule 33. Record On Agreed Statement
A. Applicability.
The procedure in this Rule may be used only by the agreement of all the parties
that the issues presented by the appeal are capable of resolution without
reference to a Clerk's Record or Transcript.
B. Content.
The agreed statement of the record shall set forth only so many of the facts
proved or sought to be proved as are essential to a decision of the questions
by the Court on Appeal. The agreed statement shall include:
(1) a copy of
the appealed judgment or order;
(2) a copy of
the Notice of Appeal with its filing date;
(3) a statement
of how the issues arose in the trial court or Administrative Agency; and
(4) the
signatures of all parties or their attorneys.
C. Certification by Trial Court or Administrative Agency. The parties shall submit the agreed statement of the record
to the trial court or the Administrative Agency, which shall certify it if it
is accurate and adequate for resolution of the issues presented by the appeal.
The trial court may amend or supplement the agreed statement with the consent
of all parties before certification.
D. Transmission to the Court on Appeal. The agreed statement of the record shall be a part of the
Clerk's Record. The appellant shall include the agreed statement of the record
in an Appendix to the appellant's brief. See Rule 50.
E. Extensions of Time.
Use of this procedure does not automatically extend any appellate deadline, but
extensions of time may be sought under Rule 35.
A. Use of Motion.
Unless a statute or these Rules provide another form of application, a request
for an order or for other relief shall be made by filing a motion.
B. Motions Subject to Decision Without Response. The Court will not await a response before ruling on the
following motions:
(1) to extend
time;
(2) to file an
oversize Petition, brief or motion;
(3) to withdraw
appearance;
(4) to
substitute a party; and
The Court will consider any responses filed before it rules
on the motion. A response filed after ruling on the motion will automatically
be treated as a motion to reconsider; any party may file a motion to reconsider
a decision on a motion described in this Section within ten (10) days after the
Court's ruling on the motion.
C. Response.
Any party may file a response to a motion within fifteen (15) days after the
motion is served. The fact that no response is filed does not affect the
Court's discretion in ruling on the motion.
D. Reply.
The movant may not file a reply to a response without leave of the Court. Any
reply must be filed with the motion for leave, and tendered within five (5)
days of service of the response.
E. Content of Motions, Responses and Replies. Except for the motions listed in Rule 34(B), a motion,
response, or reply shall contain the following, but headings are not required:
(1)
Statement of Grounds. A statement particularizing the grounds on which
the motion, response, or reply is based;
(2)
Statement of Supporting Facts. The specific facts supporting those
grounds, including page citation to the Clerk's Record or Transcript or other
supporting material;
(3)
Statement of Supporting Law. All supporting legal arguments, including
citation to authority;
(4)
Other Required Matters. Any matter specifically required by a Rule
governing the motion; and
(5)
Request for Relief. A specific and clear statement of the relief sought.
F. Verification of Facts Outside the Record on Appeal. When the motion, response, or reply relies on facts not
contained in materials that have been filed with the Clerk, the motion,
response, or reply shall be verified and/or accompanied by affidavits or
certified copies of documents filed with the trial court clerk or
Administrative Agency.
G. Form of Motions, Responses and Replies.
(1) Form;
Citations; References. Motions, responses and replies shall conform to the
requirements for briefs under Rule 43(B)-(G).
(2) Length.
Unless the Court provides otherwise, a motion or a response shall not exceed
ten (10) pages or 4,200 words, and replies shall not exceed five (5) pages or
2,100 words. If the document exceeds the page limit, it must contain a word
count certificate in compliance with Rule 44(F).
H. Oral Argument.
Ordinarily oral argument will not be heard on any motion.
Rule 35. Motion For Extension Of Time
A. Time for Filing.
Any motion for an extension of time shall be filed at least seven (7) days
before the expiration of time unless the movant was not then aware of the facts
on which the motion is based. No motion for an extension of time shall be filed
after the time for doing the act expires.
B. Content.
(1) Required in All Motions. All motions shall be verified and state
(a) The date of
the appealed judgment or order.
(b) The date
any motion to correct error was ruled on or deemed denied.
(c) The date
the Notice of Appeal was filed.
(d) The time
period that is sought to be extended, and the event which triggered it.
(e) The date
the act is to be done, how that date was established, including, if relevant,
the means of service, whether the current due date is pursuant to a previous
extension of time, and if so, whether final.
(f)
The due date requested. This date shall be a business day as defined by Rule
25.
(g)
The reason, in spite of the exercise of due diligence shown, for requesting the
extension of time, including, but not limited to, the following:
(i)
Engagement in other litigation, provided such litigation is identified by
caption, number and court;
(ii)
The matter under appeal is so complex that an adequate brief cannot reasonably
be prepared by the date the brief is due; or
(iii)
Hardship to counsel will result unless an extension is granted, in which event
the nature of the hardship must be set forth.
(h)
If the motion is filed within seven (7) days before the expiration of time, the
reasons why counsel was unaware of the need for the extension.
(2) Criminal Appeals.
A motion in a Criminal Appeal shall also state, if applicable:
(a) the date
the trial court granted permission to file a belated Notice of Appeal or a
belated motion to correct error;
(b) the date of
sentencing;
(c) the
sentence imposed; and
(d) a concise
statement of the status of the case, including whether the defendant has been
released on bond, and whether the defendant has been incarcerated.
C. Proceedings in Which Extensions are Prohibited. No motion for extension of time shall be granted to file a
Petition for Rehearing, a Petition to Transfer to the Supreme Court, any brief
supporting or responding to such Petitions, or in appeals involving termination
of parental rights.
D. Restrictions on Extensions. Motions for extension of time in appeals involving worker's
compensation, issues of child custody, support, visitation, paternity,
adoption, and determination that a child is in need of services shall be
granted only in extraordinary circumstances.
A. Voluntary Dismissal.
An appeal may be dismissed on motion of the appellant upon the terms agreed
upon by all the parties on appeal or fixed by the Court.
B. Involuntary Dismissal.
An appellee may at any time file a motion to dismiss an appeal for any reason
provided by law, including lack of jurisdiction. Motions to affirm are
abolished.
A. Content of Motion.
At any time after the Court on Appeal obtains jurisdiction, any party may file
a motion requesting that the appeal be dismissed without prejudice or
temporarily stayed and the case remanded to the trial court or Administrative
Agency for further proceedings. The motion must be verified and demonstrate
that remand will promote judicial economy or is otherwise necessary for the
administration of justice.
B. Effect of Remand.
The Court on Appeal may dismiss the appeal without prejudice, and remand the
case to the trial court, or remand the case while retaining jurisdiction, with
or without limitation on the trial court's authority. Unless the order
specifically provides otherwise, the trial court or Administrative Agency shall
obtain unlimited authority on remand.
Rule 38. Motion To Consolidate Appeals
A. Cases Consolidated at Trial or Hearing. When two (2) or more actions have been consolidated for
trial or hearing in the trial court or Administrative Agency, they shall remain
consolidated on appeal. If any party believes that the appeal should not remain
consolidated, that party may file a motion to sever the consolidated appeal
within thirty (30) days after the first Notice of Appeal is filed.
B. Cases Consolidated on Appeal. Where there is more than one (1) appeal from the same order
or judgment or where two (2) or more appeals involve a common question of law
or fact, the Court on Appeal may order a consolidation of the appeals upon its
own motion, or upon the motion of any party.
A. Effect of Appeal.
An appeal does not stay the effect or enforceability of a judgment or order of
a trial court or Administrative Agency unless the trial court, Administrative
Agency or Court on Appeal otherwise orders.
B. Motion in Trial Court or Administrative Agency. Except as provided in (C)(2)(b), a motion for stay pending
appeal may not be filed in the Court on Appeal unless a motion for stay was
filed and denied by the trial court or by the Administrative Agency if it has
authority to grant a stay. If the Administrative Agency does not have such authority,
application for stay may be made directly to the Court on Appeal.
C. Motion in Court on Appeal. A motion for a stay pending appeal in the Court on Appeal
shall contain certified or verified copies of the following:
(1) the
judgment or order to be stayed;
(2) the order
denying the motion for stay or a verified showing that (a) the
trial court or Administrative Agency has failed to rule on the motion within a
reasonable time in light of the circumstances and relief requested; or (b)
extraordinary circumstances exist which excuse the filing of a motion to stay
in the trial court or Administrative Agency altogether;
(3) other parts
of the Clerk's Record or Transcript that are relevant;
(4) an attorney
certificate evidencing the date, time, place and method of service made upon
all other parties; and
(5) an attorney
certificate setting forth in detail why all other parties should not be heard
prior to the granting of said stay.
D. Emergency Stays.
If an emergency stay without notice is requested, the moving party shall
submit:
(1) an
affidavit setting forth specific facts clearly establishing that immediate and
irreparable injury, loss, or damage will result to the moving party before all
other parties can be heard in opposition;
(2) a
certificate from the attorney for the moving party setting forth in detail the
efforts, if any, which have been made to give notice to the other parties and
the reasons supporting his claim that notice should not be required; and
(3) a proposed
order setting forth the remedy being requested.
E. Bond.
If a stay is granted, the Court on Appeal may fix bond in accordance with Rule
18.
F. Length of Stay.
Unless otherwise ordered, a stay shall remain in effect until the appeal is
disposed of in the Court on Appeal. Any party may move for relief from the stay
at any time.
Rule 40. Motion To Proceed In Forma Pauperis
A. Appeal From a Trial Court.
(1) Prior
Authorization by the Trial Court. A party who has been permitted to proceed
in the trial court in forma
pauperis may proceed on appeal in
forma pauperis without further authorization from the trial court or
Court on Appeal. See Rule 9(E).
(2) Motion
to the Trial Court. Any other party in a trial court who desires to proceed
on appeal in forma pauperis
shall file in the trial court a motion for leave to so proceed, together with
an affidavit conforming to Forms #App.R. 40-1, and #App.R. 40-2, showing in
detail the party's inability to pay fees or costs or to give security therefor,
the party's belief that the party is entitled to redress, and a statement of
the issues the party intends to present on appeal. If the trial court grants
the motion, the party may proceed without further motion to the Court on
Appeal. If the trial court denies the motion, the trial court shall state in a
written order the reasons for the denial.
(3) Revocation
of Authorization by the Trial Court. Before or after the Notice of Appeal
is filed, the trial court may certify or find that a party is no longer
entitled to proceed in forma pauperis.
The trial court shall state in a written order the reasons for such
certification or finding.
(4) Motion
to the Court on Appeal. If the trial court denies a party authorization to
proceed in forma pauperis the
party may file a motion in the Court on Appeal for leave to so proceed within
fifteen (15) days of service of the trial court's order. See Form #App.R. 40-1.
The motion shall be accompanied by a copy of any affidavit supporting the
party's request filed in the trial court. If no affidavit was filed in the
trial court or if the affidavit filed in the trial court is no longer accurate,
the motion shall be accompanied by an affidavit conforming to Form #App.R. 40-2.
The motion shall be accompanied by a copy of the order setting forth the trial
court's reasons for denying the party in
forma pauperis status on appeal.
B. Appeal From an Administrative Agency. Any party to a proceeding before an Administrative Agency
who desires to proceed in forma
pauperis on appeal shall file with the Court on Appeal a motion for leave
to so proceed, together with an affidavit conforming to Forms #App.R. 40-1 and
#App.R.40-2, showing in detail the party's inability to pay fees or costs or to
give security therefor, the party's belief that the party is entitled to
redress, and a statement of the issues the party intends to present on appeal.
C. Filings Required in the Court on Appeal. With the first document a party proceeding or desiring to
proceed in forma pauperis
files in the Court on Appeal, the party shall file with the Clerk:
(1) the trial
court's authorization to proceed in forma
pauperis on appeal;
(2) an
affidavit stating that the party was permitted to proceed in forma pauperis in the trial court and that the trial
court has made no certification or finding under Rule 40(A)(3); or
(3) a motion to
the Court on Appeal to proceed in forma
pauperis.
If the trial
court subsequently enters an order containing a certification or finding under
Rule 40 (A)(3), the party shall promptly file the trial court's order with the
Clerk.
D. Effect of In Forma
Pauperis Status. A
party proceeding in forma pauperis:
(1) is relieved
of the obligation to prepay filing fees or costs in either the trial court or
the Court on Appeal or to give security therefor; and
(2) may file
legibly handwritten or typewritten briefs and other papers.
Rule 41. Motion To Appear As Amicus
Curiae
A. Content. A
proposed amicus curiae shall file a
motion to appear as an amicus curiae. The motion shall identify the
interest of the proposed amicus curiae and the party with whom the
proposed amicus curiae is substantively aligned, and it shall state the
reasons why an amicus curiae brief would be helpful to the court.
B. Time for Filing.
The proposed amicus curiae shall file its motion to appear within the
time allowed the party with whom the proposed amicus curiae is
substantively aligned to file its brief or Petition. If an entity has been
granted leave to appear as an amicus curiae in a case before the Court
of Appeals or the Tax Court, that entity need not again seek leave to appear as
an amicus curiae in any continuation of that case before the Supreme
Court.
C. Tender of Brief.
The proposed amicus curiae shall tender its amicus curiae brief by
submitting it with its motion to appear as amicus
curiae, except that if an entity has been granted leave to appear as amicus curiae in a case before the Court
of Appeals or Tax Court, then that entity shall file any briefing pertaining to
a petition to transfer jurisdiction or for review to the Supreme Court within
the time allowed the party with whom the proposed amicus curiae is substantively aligned.
D. Belated Filing.
The court may permit the belated filing of an amicus curiae brief on
motion for good cause. If the court grants the motion, the court shall set a
deadline for any opposing party to file a reply brief.
E.
Amicus Curiae Appendix and Addendum to Brief. An entity granted amicus curiae status may not file
an Appendix or Addendum to the Brief containing documents that are not within
the Record on Appeal unless leave to do so has been first granted.
Upon motion made by a party within the time to respond to a
document, or if there is no response permitted, within thirty (30) days after
the service of the document upon it, or at any time upon the court's own
motion, the court may order stricken from any document any redundant,
immaterial, impertinent, scandalous or other inappropriate matter.
Rule 43. Form Of Briefs And Petitions
A. Applicability.
This Rule governs the form of briefs, Petitions for Rehearing (Rule 54),
Petitions to Transfer to the Supreme Court (Rule 57), and Petitions for Review
of a Tax Court decision (Rule 63) by the Supreme Court.
B. Page Size.
The page size shall be 8 1/2 by 11 inches. Conventionally filed documents shall
use white paper of a weight normally used in printing and typing.
C. Production.
The document shall be produced in a neat and legible manner using black type.
It may be typewritten, printed or produced by a word processing system. For
conventionally filed documents, text shall appear on only one side of the
paper.
D. Print Size.
The font shall be Arial, Baskerville, Book Antiqua, Bookman, Bookman Old Style,
Century, Century Schoolbook, Calisto MT, CG Times, Garamond, Georgia, New
Baskerville, New Century Schoolbook, Palatino, or Times New Roman and the
typeface shall be 12-point or larger in both body text and footnotes.
E. Spacing.
All text shall be double-spaced except that footnotes, tables, charts, or
similar material and text that is blocked and indented shall be single-spaced.
Single-spaced lines shall be separated by at least 4-point spaces.
F. Numbering.
All pages of the brief, including the front page (see Rule
43(I)), table of contents, and table of authorities, shall be consecutively
numbered at the bottom beginning with numeral one.
G. Margins.
All four margins for the text of the document shall be at least one (1) inch
from the edge of the page.
H. Page
Headers. Each page, except for the front page, of the document shall
contain a header that lists the name of the party(ies) filing the document and
the document name (e.g., “Brief of Appellant Acme Co.” or “Appellee John Doe’s
Brief in Response to Petition to Transfer”). The header shall be aligned at the
left margin of the document.
I. Front Page Content.
The front page of the document shall conform substantially to Form #App.R.
43-1.
J. Binding. Conventionally
filed documents shall be bound with a single staple or
binder clip. They shall not
be bound in book or pamphlet form.
Rule 44. Brief And Petition Length
Limitations
A. Applicability.
This Rule governs the length of briefs, Petitions for Rehearing, Petitions to
Transfer to the Supreme Court, and Petitions for Review of a Tax Court decision
by the Supreme Court.
B. Oversized Brief.
A motion requesting leave to file any oversized brief or Petition shall be
filed at least fifteen (15) days before the brief or Petition is due. The
motion shall state the total number of words requested, not pages.
C. Items Excluded From Length Limits. The text of the following shall not be included in the page
or word length limits of this rule:
Cover information
Table of contents
Table of authorities
Signature block
Certificate of service
Word count certificate
Appealed judgment or order of trial court or Administrative
Agency, and items identified in Rule 46(A)(10).
Headings and footnotes are included
in the length limits.
D. Page Limits.
Unless a word count complying with Section E is provided, a brief or Petition
may not exceed the following number of pages:
Appellant's brief: thirty (30) pages
Appellee's brief: thirty (30) pages
Reply brief (except as provided below): fifteen (15) pages
Reply brief with cross-appellee's brief: thirty (30) pages
Brief of intervenor or amicus curiae: fifteen (15) pages
Petition for Rehearing: ten (10) pages
Brief in response to a Petition for Rehearing: ten (10)
pages
Petition to Transfer: ten (10) pages
Brief in response to a Petition seeking Transfer: ten (10)
pages
Reply brief to brief in response to a Petition seeking
Transfer: three (3) pages
Brief of intervenor or amicus curiae on transfer or
rehearing: ten (10) pages
Petition for Review of a Tax Court decision: thirty (30)
pages
Brief in response to a Petition for Review of a Tax Court
decision: thirty (30) pages
Reply brief to brief in response to
a Petition for Review of a Tax Court decision: fifteen (15) pages
E. Word Limits.
A brief or Petition exceeding the page limit of Section D may be filed if it
does not exceed, and the attorney or the unrepresented party preparing the
brief or Petition certifies that, including footnotes, it does not exceed, the
following number of words:
Appellant's
brief: 14,000 words
Appellee's
brief: 14,000 words
Reply
brief (except as provided below): 7,000 words
Reply
brief with cross-appellee's brief: 14,000 words
Brief of intervenor or amicus curiae: 7,000 words
Petition for Rehearing: 4,200 words
Brief in response to a petition for Rehearing: 4,200 words
Petition to Transfer: 4,200 words
Brief in response to a Petition seeking Transfer: 4,200
words
Reply brief to brief in response to a Petition seeking
Transfer: 1,000 words
Brief of intervenor or amicus curiae on transfer or
rehearing: 4,200 words
Petition for Review of a Tax Court decision: 14,000 words
Brief in response to a Petition for Review of a Tax Court
decision: 14,000 words
Reply brief to brief in response to
a Petition for Review of a Tax Court decision: 7,000 words
F. Form of Word Count Certificate. The following are acceptable word count certifications: “I
verify that this brief (or Petition) contains no more than (applicable limit)
words,” and “I verify that this brief (or Petition) contains (actual number)
words.” The certification shall appear at the end of the brief or Petition
before the certificate of service. The attorney or the unrepresented party
certifying a word count may rely on the word count of the word processing
system used to prepare the brief or Petition.
Rule 45. Time For Filing Briefs
A. Applicability.
This Rule applies to appeals from Final Judgments and interlocutory orders.
Filing deadlines relating to Petitions for Rehearing, to Transfer, and for
Review are governed by Rules 54, 57 and 63 respectively.
B. Filing Deadlines.
(1) Appellant's
Brief. The appellant's brief shall be filed no later than thirty (30) days
after:
(a) the date
the trial court clerk or Administrative Agency serves its Notice of Completion
of Clerk's Record on the parties pursuant to Appellate Rule 10(C) if the notice
reports that the Transcript is complete or that no Transcript has been
requested; or
(b) in all
other cases, the date the trial court clerk or Administrative Agency serves its
Notice of Completion of the Transcript on the parties pursuant to Appellate
Rule 10(D).
Rule 25(C), which grants a three-day
extension of time for service by mail or third-party commercial carrier, does
not extend the due date for filing the appellant’s brief.
(2) Appellee's
Brief. The appellee's brief shall be filed no later than thirty (30) days
after service of the appellant's brief.
(3) Appellant's
Reply Brief; Cross-Appellee's Brief. Any appellant's reply brief shall be
filed no later than fifteen (15) days after service of the appellee's brief. If
the reply brief also serves as the cross-appellee's brief, it shall be filed no
later than thirty (30) days after service of the appellee's brief.
(4) Cross-Appellant's
Reply Brief. Any cross-appellant's reply brief shall be filed no later than
fifteen (15) days after service of the appellant's reply brief.
C. Extensions of Time.
Motions for extensions of time to file any briefs are governed by Rule 35.
D. Failure to File Timely.
The appellant's failure to file timely the appellant's brief may subject the
appeal to summary dismissal. The appellee's failure to file timely the
appellee's brief may result in reversal of the trial court or Administrative
Agency on the appellant's showing of prima facie error.
Rule 46. Arrangement And Contents Of
Briefs
A. Appellant's Brief.
The appellant's brief shall contain the following sections under separate
headings and in the following order:
(1) Table of
Contents. The table of contents shall list each section of the brief,
including the headings and subheadings of each section and the page on which
they begin.
(2) Table of
Authorities. The table of authorities shall list each case, statute, rule,
and other authority cited in the brief, with references to each page on which
it is cited. The authorities shall be listed alphabetically or numerically, as
applicable.
(3) Statement
of Supreme Court Jurisdiction. When an appeal is taken directly to the
Supreme Court, the brief shall include a brief statement of the Supreme Court's
jurisdiction to hear the direct appeal.
(4) Statement
of Issues. This statement shall concisely and particularly describe each
issue presented for review.
(5) Statement
of Case. This statement shall briefly describe the nature of the case, the
course of the proceedings relevant to the issues presented for review, and the
disposition of these issues by the trial court or Administrative Agency. Page
references to the Record on Appeal or Appendix are required in accordance with
Rule 22(C).
(6) Statement
of Facts. This statement shall describe the facts relevant to the issues
presented for review but need not repeat what is in the statement of the case.
(a)
The facts shall be supported by page references to the Record on Appeal or
Appendix in accordance with Rule 22(C).
(b)
The facts shall be stated in accordance with the standard of review appropriate
to the judgment or order being appealed.
(c)
The statement shall be in narrative form and shall not be a witness by witness
summary of the testimony.
(d)
In an appeal challenging a ruling on a post-conviction relief petition, the
statement may focus on facts from the post-conviction relief proceeding rather
than on facts relating to the criminal conviction.
(7) Summary
of Argument. The summary should contain a succinct, clear, and accurate
statement of the arguments made in the body of the brief. It should not be a
mere repetition of the argument headings.
(8) Argument.
This section shall contain the appellant's contentions why the trial court or
Administrative Agency committed reversible error.
(a)
The argument must contain the contentions of the appellant on the issues
presented, supported by cogent reasoning. Each contention must be supported by
citations to the authorities, statutes, and the Appendix or parts of the Record
on Appeal relied on, in accordance with Rule 22.
(b)
The argument must include for each issue a concise statement of the applicable
standard of review; this statement may appear in the discussion of each issue
or under a separate heading placed before the discussion of the issues. In
addition, the argument must include a brief statement of the procedural and
substantive facts necessary for consideration of the issues presented on
appeal, including a statement of how the issues relevant to the appeal were
raised and resolved by any Administrative Agency or trial court.
(c)
Each argument shall have an argument heading. If substantially the same issue
is raised by more than one asserted error, they may be grouped and supported by
one argument.
(d)
If the admissibility of evidence is in dispute, citation shall be made to the
pages of the Transcript where the evidence was identified, offered, and
received or rejected, in conformity with Rule 22(C).
(e)
When error is predicated on the giving or refusing of any instruction, the
instruction shall be set out verbatim in the argument section of the brief with
the verbatim objections, if any, made thereto.
(9) Conclusion.
The conclusion shall include a precise statement of the relief sought and the signature
of the attorney and pro se party.
(10) Word Count Certificate
(if necessary). See Rule 44(F).
(11)
Certificate of Service. See Rule 24(D).
(12) Appealed Judgment or Order. Any
appealed judgment or order (including any written opinion, memorandum of
decision or findings of fact and conclusions thereon relating to the issues
raised on appeal) shall be submitted with the brief as a separate attachment.
These documents shall be contained within conventionally filed briefs.
B. Appellee's Brief.
The appellee's brief shall conform to Section A of this Rule, except as
follows:
(1) Agreement
with Appellant's Statements. The appellee's brief may omit the statement of
Supreme Court jurisdiction, the statement of issues, the statement of the case,
and the statement of facts if the appellee agrees with the statements in the
appellant's brief. If any of these statements is omitted, the brief shall state
that the appellee agrees with the appellant's statements.
(2) Argument.
The argument shall address the contentions raised in the appellant's argument.
(3) Rule
46(A)(12). Items listed in Rule 46(A)(12) may be omitted.
C. Appellant's Reply Brief. The appellant may file a reply brief responding to the
appellee's argument. No new issues shall be raised in the reply brief. The
reply brief shall contain a table of contents, table of authorities, summary of
argument, argument, conclusion, word count certificate, if needed, and
certificate of service. See Rule 24(D).
D. Cross-Appeals.
(1) Designation
of Parties in Cross-Appeals. When both parties have filed a Notice of
Appeal, the plaintiff in the trial court or Administrative Agency shall be
deemed the appellant for the purpose of this Rule, unless the parties otherwise
agree or the court otherwise orders. When only one party has filed a Notice of
Appeal, that party is the appellant, even if another party raises issues on
cross-appeal.
(2) Appellee's
Brief. The appellee's brief shall contain any contentions the appellee
raises on cross-appeal as to why the trial court or Administrative Agency
committed reversible error.
(3) Appellant's
Reply Brief. The appellant's reply brief shall address the arguments raised
on cross-appeal.
(4) Cross-Appellant's
Reply Brief. The cross-appellant's reply brief may only respond to that
part of the appellant's reply brief addressing the appellee's cross-appeal.
(5) Scope of
Reply Briefs. No new issues shall be raised in a reply brief. A reply brief
under this section shall contain a table of contents, table of authorities,
summary of argument, argument, conclusion, word count certificate, if needed,
and certificate of service. See Rule 24(D).
E. Brief of Amicus Curiae.
(1) Preparation.
An amicus curiae brief shall include
a table of contents, table of authorities, a brief statement of the interest of
the amicus curiae, summary of
argument, argument, conclusion, word count certificate, if needed, and
certificate of service. See Rule 24(D).
(2) Avoiding
Repetition. Before completing the preparation of an amicus curiae
brief, counsel for an amicus curiae shall attempt to ascertain the
arguments that will be made in the brief of any party whose position the amicus
curiae is supporting to avoid repetition or restatement of those arguments
in the amicus curiae brief.
F. Appendix.
Appendices shall be separately submitted. See Rule 51.
G. Cases with Multiple Appellants or Appellees. In cases involving more than one appellant or appellee,
including cases consolidated for appeal, each party may file a separate brief,
more than one party may join in any single brief, or a party may adopt by
reference any part of any brief of any party.
H. Addendum to Brief.
Any party or any entity granted amicus curiae status may elect to file a
separate Addendum to Brief. An Addendum to Brief is not required and is not
recommended in most cases. An Addendum to Brief is a highly selective
compilation of materials filed with a party's brief at the option of the
submitting party. If an Addendum to Brief is submitted, it must be filed and
served at the time of the filing and service of the brief it accompanies. An
Addendum to Brief may include, for example, copies of key documents from the
Clerk's Record or Appendix (such as contracts), or exhibits (such as
photographs or maps), or copies of critically important pages of testimony from
the Transcript, or full text copies of statutes, rules, regulations, etc. that
would be helpful to the Court on Appeal but which, for whatever reason, cannot
be conveniently or fully reproduced in the body of the brief. An Addendum to
Brief may not exceed fifty (50) pages in length and should ordinarily be much
shorter in length. The Addendum to Brief shall have a front page that is styled
similarly to the brief it accompanies (see Form App. 43-1), except that it
shall be clearly identified as an Addendum to Brief,
and the first document in the Addendum to Brief shall be a table of contents. An Addendum to Brief may not contain argument.
All pages of the Addendum to Brief, including the front page (see Rule 43(I))
and table of contents, shall be consecutively numbered at the bottom beginning
with numeral one; however, the front page, table of contents, and certificate
of service shall not be included in the fifty (50) page length limit of this
rule.
Rule 47. Amended Briefs And Petitions
On motion for good cause, the Court may grant leave for a
party to file an amended brief or Petition. The motion shall describe the
nature of and reason for the amended brief or Petition. The movant shall tender
with the motion the amended brief or Petition titled as such on the front page.
Except as the Court otherwise provides, the filing of an amended brief or
Petition has no effect on any filing deadlines.
Rule 48. Additional Authorities
When pertinent and significant authorities come to the
attention of a party after the party's brief or Petition has been filed, or
after oral argument but before decision, a party may promptly file with the
Clerk a notice of those authorities setting forth the citations. There shall be
a reference either to the page of the brief or to a point argued orally to
which the citations pertain, with a parenthetical or a single sentence
explaining the authority.
A. Time for Filing.
Any party shall file its Appendix on or before the date on which the party's
brief is filed. Any party may file a supplemental Appendix without leave of
court until the final reply brief is filed. Any party must seek leave of court
to amend a filed appendix. If an appeal is dismissed before an Appendix has
been filed and transfer or rehearing is thereafter sought, an Appendix may be
filed contemporaneously with the Petition for Rehearing or Transfer and the
Briefs in Response.
B. Failure to Include Item. Any party's failure to include any item in an Appendix
shall not waive any issue or argument.
C. Retendered Appendices.
If an appendix is received but not filed in accordance with Appellate Rule
23(D), all volumes of the Appendix shall be retendered.
Rule 50. Contents Of Appendices
A. Appendices in Civil Appeals and Appeals from
Administrative Agencies.
(1) Purpose.
The purpose of an Appendix in civil appeals and appeals from Administrative
Agencies is to present the Court with copies of only those parts of the Record
on Appeal that are necessary for the Court to decide the issues presented.
(2) Contents
of Appellant's Appendix. The appellant's Appendix shall contain a table of
contents and copies of the following documents, if they exist:
(a)
the chronological case summary for the trial court or Administrative Agency;
(b)
the appealed judgment or order, including any written opinion, memorandum of
decision, or findings of fact and conclusions thereon relating to the issues
raised on appeal;
(d)
[Deleted, eff. January 1, 2011]
(e)
any instruction not included in appellant's brief under Rule 46(A)(8)(e), when
error is predicated on the giving or refusing of the instruction;
(f)
pleadings and other documents from the Clerk's Record in chronological order
that are necessary for resolution of the issues raised on appeal;
(g)
any other short excerpts from the Record on Appeal, in chronological order,
such as essential portions of a contract or pertinent pictures, that are
important to a consideration of the issues raised on appeal;
(h)
any record material relied on in the brief unless the material is already
included in the Transcript;
(i)
a verification of accuracy by the attorney or unrepresented party filing the
Appendix. The following is an acceptable verification:
“I
verify under penalties of perjury that the documents in this Appendix are
accurate copies of parts of the Record on Appeal.”
(3) Appellee's
Appendix. The contents of the appellee's Appendix shall be governed by
Section (A)(2) of this Rule, but the appellee's Appendix shall not contain any
materials already contained in appellant's Appendix, unless necessary for
completeness or context. The Appendix may contain additional items that are
relevant to either issues raised on appeal or on cross-appeal.
B. Appendices in Criminal Appeals.
(1) Contents
of Appellant's Appendix. The appellant's Appendix in a Criminal Appeal
shall contain a table of contents and copies of the following documents, if
they exist:
(a) the Clerk's
Record, including the chronological case summary;
(b) [Deleted,
eff. January 1, 2011]
(c) any
instruction not included in appellant's brief under Rule 46(A)(8)(e) when error
is predicated on the giving or refusing of the instruction;
(d) any other
short excerpts from the Record on Appeal, in chronological order, such as
pertinent pictures, that are important to a consideration of the issues raised
on appeal;
(e) any record
material relied on in the brief unless the material is already included in the
Transcript;
(f) a
verification of accuracy by the attorney or unrepresented party filing the
Appendix. The following is an acceptable verification:
“I
verify under penalties of perjury that the documents in this Appendix are
accurate copies of parts of the Record on Appeal.”
(2) Appellee's
Appendix. The contents of the appellee's Appendix shall be governed by
Section (A)(2) of this Rule, but the appellee's Appendix shall not contain any
materials already contained in appellant's Appendix, unless necessary for
completeness or context. The Appendix may contain additional items that are
relevant to either issues raised on appeal or on cross-appeal.
C. Table of Contents.
A table of contents shall be prepared for every Appendix. The table of contents
shall specifically identify each item contained in the Appendix, including the
item's date. The Table of Contents shall be submitted as Appendix Volume 1 in
accordance with Rule 51(F).
D. Supplemental and Other Appendices. All supplemental and any other appendices shall be
governed, to the extent applicable, by Sections A, B, C, E, and F, and shall
not duplicate materials contained in other appendices, unless necessary for
completeness or context.
E. Cases with Multiple Appellants or Appellees. In cases involving more than one appellant or appellee,
including cases consolidated for appeal, each side shall, where practicable,
file joint rather than separate appendices to avoid duplication.
F. Transcript.
Because the Transcript is transmitted to the Court on Appeal pursuant to Rule
12(B), parties should not reproduce any portion of the Transcript in the
Appendix.
Rule 51. Form And Assembly Of
Appendices
A. Copying. For
conventionally filed appendices, the copies shall be on 8 1/2 by 11 inch white
paper of a weight normally used in printing and typing. The copying process
used shall produce text in a distinct black image on only one side of the
paper. Color copies of exhibits that were originally in color are permitted and
encouraged.
B. Order of Documents.
Documents included in an Appendix shall be arranged in the order listed in Rule
50.
C. Numbering.
Each Appendix volume shall be independently and consecutively numbered. All
pages of the Appendix volume, including the front page (see Rule 51(E)), shall
be consecutively numbered at the bottom starting with numeral one on each
volume’s front page. The appendix page numbers should not obscure the page
numbers existing on the original documents.
D. Volumes.
All Appendices shall be submitted separately from the brief. An Appendix shall
consist of a table of contents (see Rule 51(F)) and one or more additional
volumes, and each Appendix volume must be limited in size to the lesser of two
hundred fifty (250) pages or fifty megabytes (50 MB). The front page shall be
included in the two hundred fifty (250) page limit of this rule. Conventionally
filed volumes shall be bound with single staple or binder clip. They shall not be
bound in book or pamphlet form.
E. Front Page.
Each volume of an Appendix shall have a front page that conforms substantially
to Form #App.R. 51-1.
F.
Table of Contents. An
Appendix shall contain a single table of contents for the entire Appendix,
which shall be submitted as Appendix Volume 1, regardless of the number of
volumes.
Rule 52. Setting And Acknowledging Oral
Argument
A. Court's Discretion.
The Court may, in its discretion, set oral argument on its own or a party's
motion. If the Court sets oral argument in a Criminal Appeal, the Clerk shall
send the order setting oral argument to the parties and to the prosecuting
attorney whose office represented the state at trial.
B. Time for Filing Motion for Oral Argument. A party's motion for oral argument shall be filed no later
than seven days after: (1) any reply brief would be due under Rule 45(B), or
(2) any reply brief would be due under Rule 57(E) if petitioning to transfer,
or (3) any reply brief would be due under Rule 63(E), if petitioning for
review.
C. Acknowledgment of Order Setting Oral Argument. Counsel of record and unrepresented parties shall file with
the Clerk an acknowledgment of the order setting oral argument no later than
fifteen (15) days after service of the order.
Rule 53. Procedures For Oral Argument
A. Time Allowed.
Each side shall have the amount of time for argument set by court order. A
party may, for good cause, request more or less time in its motion for oral
argument or by separate motion filed no later than fifteen (15) days after the
order setting oral argument. A party is not required to use all of the time
allowed, and the Court may terminate any argument if in its judgment further
argument is unnecessary. A side may not exceed its allotted time without leave
of the Court.
B. Order and Content of Argument. Unless the Court's order provides otherwise, the appellant
shall open the argument and may reserve time for rebuttal. The appellant shall
inform the Court at the beginning of the argument how much time is to be
reserved for rebuttal. Failure to argue a particular point shall not constitute
a waiver. Counsel shall not read at length from briefs, the Record on Appeal,
or authorities.
C. Multiple Counsel and Parties. Unless the Court otherwise provides, multiple appellants or
appellees shall decide how to divide the oral argument time allotted to their
side. If more than one attorney on a side will participate in oral argument,
the first attorney shall inform the Court at the beginning of the argument of
the intended allocation of time, but the Court will not separately time each
attorney.
D. Cross-Appeals.
Unless the Court directs otherwise, if both parties file a Notice of Appeal,
the plaintiff in the action below shall be deemed the appellant for purposes of
this Rule. Otherwise, the party filing a Notice of Appeal shall be deemed the
appellant.
E. Amicus Curiae.
An amicus curiae may participate in oral argument without leave of the
court to the extent that all parties with whom the amicus curiae is
substantively aligned consent. Otherwise, the Court shall grant leave for an amicus
curiae to participate in oral argument only in extraordinary circumstances
upon motion by the amicus curiae.
F. Use of Physical Exhibits at Argument; Removal. If physical objects or visual displays other than handouts
are to be used at the argument, counsel shall arrange to have them placed in
the court room before the Court convenes for the argument. Counsel shall
provide any equipment needed. After the argument, counsel presenting the
exhibits shall be responsible for removal of the exhibits from the court room
and, if necessary, for return to the trial court clerk.
G. Non-Appearance at Argument. If one or more parties fail to appear at oral argument, the
Court may hear argument from the parties who have appeared, decide the appeal
without oral argument, or reschedule the oral argument. The Court may sanction
non-appearing parties.
H. Appeals Involving
Court Records Excluded From Public Access. In any appeal in which Court Records are excluded from
Public Access, the parties and counsel at any oral argument and in any public
hearing conducted in the appeal, shall refer to the case and parties only as
identified in the appellate Chronological Case Summary and shall not disclose
any matter excluded from Public Access in accordance with the requirements of the
Rules on Access to Court Records.
A. Decisions From Which Rehearing May be Sought. A party may seek Rehearing from the following:
(1) a published
opinion;
(2) a
not-for-publication memorandum decision;
(3) an order
dismissing an appeal; and
(4) an order
declining to authorize the filing of a successive petition for post-conviction
relief.
A party may not
seek rehearing of an order denying transfer.
B. Time for Filing Petition. A Petition for Rehearing shall be filed no later than
thirty (30) days after the decision. Rule 25(C), which grants a three-day
extension of time for service by mail or third-party commercial carrier, does
not extend the due date, and no extension of time shall be granted.
C. Brief in Response.
No brief in response to a Petition for Rehearing is required unless requested
by the Court, except that the Attorney General shall be required to file a
brief in response to the Petition in a criminal case where the sentence is
death. A brief in response to the Petition shall be filed no later than fifteen
(15) days after the Petition is served or fifteen (15) days after the Court
issues its order requesting a response. Rule 25(C), which provides a three-day
extension for service by mail or third-party carrier, may extend the due date;
however, no other extension of time shall be granted.
D. Reply Brief Prohibited.
Reply briefs on Rehearing are prohibited.
E. Content and Length.
The Rehearing Petition shall state concisely the reasons the party believes
rehearing is necessary. The Petition for Rehearing and any brief in response
are governed by Rule 44.
F. Form and Arrangement.
The form and arrangement of the Petition for Rehearing and any brief in
response shall conform generally to Rule 43 and shall include a table of
contents, table of authorities, statement of issues, argument, conclusion, word
count certificate, if needed, and certificate of service.
Rule 55. Transfer And Rehearing Sought
By Different Parties
When rehearing is sought by one party, and transfer is
sought by another, briefing shall continue under Rule 54 for the Petition for
Rehearing and under Rule 57 for the Petition to Transfer. Once the Court of
Appeals disposes of the Petition for Rehearing, transfer may be sought from
that disposition in accordance with Rule 57 governing Petitions to Transfer.
Rule 56. Requests To Transfer To The
Supreme Court
A. Motion Before Consideration by the Court of Appeals. In rare cases, the Supreme Court may, upon verified motion
of a party, accept jurisdiction over an appeal that would otherwise be within
the jurisdiction of the Court of Appeals upon a showing that the appeal
involves a substantial question of law of great public importance and that an
emergency exists requiring a speedy determination. If the Supreme Court grants
the motion, it will transfer the case to the Supreme Court, where the case
shall proceed as if it had been originally filed there. If a filing fee has
already been paid in the Court of Appeals, no additional filing fee is
required.
B. Petition After Disposition by the Court of Appeals;
Filing Fee. After an adverse decision by the
Court of Appeals, a party may file a Petition under Rule 57 requesting that the
case be transferred to the Supreme Court. Upon the filing of a Petition to
Transfer, the petitioner shall pay a filing fee of $125 to the Clerk. However,
no filing fee is required if the Petition is filed by or on behalf of a state
or governmental unit, or by a party who proceeded in forma pauperis in the Court of Appeals.
Rule 57. Petitions To Transfer And
Briefs
A. Applicability.
This Rule applies to Petitions to Transfer an appeal from the Court of Appeals
to Supreme Court after an adverse decision by the Court of Appeals.
B. Decisions From Which Transfer May be Sought. Transfer may be sought from adverse decisions issued by the
Court of Appeals in the following form:
(1) a published
opinion;
(2) a
not-for-publication memorandum decision;
(3) any
amendment or modification of a published opinion or a not-for-publication
memorandum decision; and
(4) an order
dismissing an appeal.
Any other order by the Court of Appeals, including an order
denying a motion for interlocutory appeal under Rule 14(B) or 14(C) and an
order declining to authorize the filing of a successive petition for post conviction
relief, shall not be considered an adverse decision for the purpose of
petitioning to transfer, regardless of whether rehearing by the Court of
Appeals was sought.
C. Time for Filing Petition. A Petition to Transfer shall be filed:
(1) no later
than forty-five (45) days after the adverse decision if rehearing was not
sought; or
(2) if
rehearing was sought, no later than thirty (30) days after the Court of
Appeals' disposition of the Petition for Rehearing.
Rule 25(C), which provides a three day extension for service
by mail or third-party commercial carrier, does not extend the due date, and no
extension of time shall be granted.
D. Brief in Response or Notice Regarding Transfer. A party may file a brief in response to the Petition no
later than twenty (20) days after the Petition is served. Rule 25(C), which
provides a three-day extension for service by mail or third-party commercial
carrier, may extend the due date; however, no other extension of time shall be
granted. If a party does not intend to respond to the Petition, the party may
file a Notice that no response will be filed. The Notice may not include any
argument or other commentary on the merits of the petition or case. The Notice
will be treated as a brief in response if it includes anything other than a
statement that no response will be filed.
E. Reply Brief.
If a brief in response is filed, the petitioning party may file a reply brief
no later than ten (10) days after a brief in response is served. Rule 25(C),
which provides a three-day extension for service by mail or third-party
commercial carrier, may extend the due date; however, no other extension of
time shall be granted.
F. Form and Length Limits.
A Petition to Transfer, brief in response, and any reply brief are governed by
Rules 43 and 44. No separate brief in support of the Petition to Transfer shall
be filed.
G. Content and Arrangement of Petition to Transfer. The Petition to Transfer shall concisely set forth:
(1) Question
Presented on Transfer. A brief statement identifying the issue, question,
or precedent warranting Transfer. The statement must not be argumentative or
repetitive. The statement shall be set out by itself on the first page after
the cover.
(2) Table of
Contents. A table of contents containing the items specified in Rule
46(A)(1).
(3)
Background and Prior Treatment of Issues on Transfer. A brief statement
of the procedural and substantive facts necessary for consideration of the
Petition to Transfer, including a statement of how the issues relevant to
transfer were raised and resolved by any Administrative Agency, the trial
court, and the Court of Appeals. To the extent extensive procedural or factual
background is necessary, reference may be made to the appellate briefs.
(4)
Argument. An argument section explaining the reasons why transfer should
be granted.
(5)
Conclusion. A short and plain statement of the relief requested.
(6)
Word Count Certificate, if necessary. See Rule 44(F).
(7)
Certificate of Service. See Rule 24(D).
H. Considerations Governing the Grant of Transfer. The grant of transfer is a matter of judicial discretion.
The following provisions articulate the principal considerations governing the
Supreme Court's decision whether to grant transfer.
(1) Conflict
in Court of Appeals' Decisions. The Court of Appeals has entered a decision
in conflict with another decision of the Court of Appeals on the same important
issue.
(2) Conflict
with Supreme Court Decision. The Court of Appeals has entered a decision in
conflict with a decision of the Supreme Court on an important issue.
(3) Conflict
with Federal Appellate Decision. The Court of Appeals has decided an
important federal question in a way that conflicts with a decision of the
Supreme Court of the United States or a United States Court of Appeals.
(4) Undecided
Question of Law. The Court of Appeals has decided an important question of
law or a case of great public importance that has not been, but should be,
decided by the Supreme Court.
(5) Precedent
in Need of Reconsideration. The Court of Appeals has correctly followed
ruling precedent of the Supreme Court but such precedent is erroneous or in
need of clarification or modification in some specific respect.
(6)
Significant Departure From Law or Practice. The Court of Appeals has so
significantly departed from accepted law or practice or has sanctioned such a
departure by a trial court or Administrative Agency as to warrant the exercise
of Supreme Court jurisdiction.
Rule 58. Effect Of Supreme Court Ruling
On Petition To Transfer
A. Effect of Grant of Transfer. The opinion or memorandum decision of the Court of Appeals
shall be final except where a Petition to Transfer has been granted by the
Supreme Court. If transfer is granted, the opinion or memorandum decision of
the Court of Appeals shall be automatically vacated except for:
(1) those
opinions or portions thereof which are expressly adopted and incorporated by
reference by the Supreme Court; or
(2) those
opinions or portions thereof that are summarily affirmed by the Supreme Court,
which shall be considered as Court of Appeals' authority.
Upon the grant of transfer, the Supreme Court shall have
jurisdiction over the appeal and all issues as if originally filed in the
Supreme Court.
B. Effect of the Denial of Transfer. The denial of a Petition to Transfer shall have no legal
effect other than to terminate the litigation between the parties in the
Supreme Court. No Petition for Rehearing may be filed from an order denying a
Petition to Transfer.
C. Supreme Court Evenly Divided. When the Supreme Court is evenly divided upon the question
of accepting or denying transfer, transfer shall be deemed denied. When the
Supreme Court is evenly divided after transfer has been granted, the decision
of the Court of Appeals shall be reinstated.
Rule 59. Mandatory Appellate Review And
Direct Review
A. Mandatory Appeals.
All appeals over which the Supreme Court exercises exclusive jurisdiction under
Rule 4(A)(1) and where the Supreme Court has accepted jurisdiction under Rule
56(A) shall be appealed in the same manner that cases are appealed to the Court
of Appeals.
B. Direct Review.
When the Supreme Court Justices participating are evenly divided in such an
appeal, the trial court judgment shall be affirmed.
Petitions for writ of mandamus or prohibition are governed
by the Rules of Procedure for Original Actions.
Supreme Court Review of cases involving the mandate of funds
is commenced pursuant to the procedure in Trial Rule 60.5(B). The appeal shall
thereafter proceed in accordance with such orders on briefing, argument and
procedure as the Supreme Court may in its discretion issue.
Rule 62. Appeals Involving Waiver Of
Parental Consent To Abortion
A. Applicability.
This Rule governs an appeal by a minor or her physician from an adverse
judgment or order of a trial court under Indiana Code 16-34-2-4.
B. Permitted Parties.
For the purposes of this Rule, the term “ physician” shall mean a natural
person holding an unlimited license to practice medicine in the State of
Indiana. The next friend of the minor shall be a natural person.
C. Appeal by Minor or Her Physician. A minor or her physician wishing to appeal a judgment or
order denying the waiver of parental consent to abortion shall file with the
trial court, no later than ten (10) days after entry of the order or judgment
is noted in the Chronological Case Summary, a written request that the Record
on Appeal be prepared and certified. The trial court judge shall promptly
certify the judgment or order and summary findings of fact and conclusion of
law, together with the Petition initiating the proceeding, and either a
stipulation of the facts or an electronic transcription of the evidence taken
in the proceeding. These certified documents shall constitute the Record on
Appeal. The trial court shall promptly transmit the Record on Appeal to the
Clerk. No motion to correct error or Notice of Appeal shall be filed.
D. Appeal by State or Other Party. If the trial court grants the requested consent but the
State or any other proper party wishes to appeal and obtains a stay of the
trial court's order or judgment, the State or other party shall follow the
procedure in Section C.
E. Decision by the Supreme Court. The appeal shall proceed directly to the Supreme Court,
which shall decide the appeal on the Record on Appeal without briefs or oral
argument, unless the Court otherwise directs. Any party may, however, file a
short statement of special points desired to be brought to the attention of the
Supreme Court, which statement need not conform to the usual requirements for
appellate briefs.
Rule 63. Review of Tax Court Decisions
A. Review of Final Judgment or Final Disposition. Any party adversely affected by a Final Judgment of the Tax
Court as defined by Rule 2(H), or a final disposition by the Tax Court of an
appeal from a court of probate jurisdiction, shall have a right to petition the
Supreme Court for review of the Final Judgment or final disposition.
B. Rehearing.
Any party adversely affected by a Final Judgment or final disposition may file
a Petition for Rehearing with the Tax Court, not a Motion to Correct Error.
Rehearings from a Final Judgment or final disposition of the Tax Court shall be
governed by Rule 54. A Petition for Rehearing need not be filed in order to
seek Review, but when a Petition for Rehearing is used, a ruling or order by
the Tax Court granting or denying the same shall be deemed a final decision and
1 (one) Review may be sought.
C. Notice of Intent to Petition for Review. A party initiates a Petition for Review by filing a Notice
of Intent to Petition for Review with the Clerk in accordance with requirements
of Rule 9 (except with respect to the filing fee) no later than:
(1) thirty (30)
days after the date of entry in the court’s docket of the Final Judgment or
final disposition if a Petition for Rehearing was not sought; or
(2) thirty (30)
days after the date of entry in the court’s docket of the final disposition of
the Petition for Rehearing if rehearing was sought and such Petition was timely
filed by any party.
Rule 25(C), which provides a three-day extension for service
by mail or third-party commercial carrier, does not extend the due date for
filing a Notice of Intent to Petition for Review, and no extension of time
shall be granted.
D. Clerk's Record and Transcript. The Clerk shall give notice of filing of the Notice of
Intent to Petition for Review to the Court Reporter and shall assemble the
Clerk's Record in accordance with Rule 10. The Court Reporter shall prepare and
file the Transcript in accordance with Rule 11. The Clerk shall retain,
transmit, and grant access to the Clerk's Record in accordance with Rule 12.
Reference to the “trial court clerk” in Rules 10, 11, and 12 shall mean the
Clerk.
E. Petition for Review.
The petitioning party shall file its Petition for Review no later than thirty
(30) days after:
(1) the date of
the docket entry of the Clerk’s Notice of Completion of Clerk's Record if the Notice
reports that the Transcript is complete or that no Transcript has been
requested; or
(2) in all
other cases, the date of the docket entry of the Clerk’s Notice of Completion
of Transcript.
F. Brief in Response.
A party may file a brief in response to the Petition for Review no later than
thirty (30) days after the Petition is served.
G. Reply Brief.
The petitioning party may file a reply brief no later than fifteen (15) days
after a brief in response is served.
H. Review of Interlocutory Orders. Any party adversely affected by an interlocutory order of
the Tax Court may petition the Supreme Court for Review of the order pursuant
to Rule 14(B), which shall govern preparation of the Record on Appeal in
interlocutory appeals. No Notice of Intent to Petition for Review shall be
filed after the Supreme Court accepts a petition for interlocutory review.
I. Form and Length Limits.
A Petition for Review, any brief in response, and any reply brief are governed
by Rules 43, 44, and 46; provided, that, immediately before the Argument
section in the Petition for Review and brief in response there shall be a
separate section entitled Reasons for Granting [or Denying] Review,
which shall concisely explain why review should or should not be granted.
Reference to the “appellant's brief,” “appellee's brief.” and “appellant's
reply brief” in Rule 46 shall mean the Petition for Review, brief in response,
and reply brief, respectively. No separate brief in support of the Petition shall
be filed.
J. Fiscal Impact.
Any brief may discuss the fiscal impact of the Tax Court's decision on
taxpayers or government.
K. Extensions of Time.
Extensions of time may be sought under Rule 35 except that no extension of the
time for filing the Notice of Intent to Petition for Review shall be granted.
L. Appendices.
Appendices shall be filed in compliance with Rules 49, 50, and 51, Reference to
the “appellant's brief” and “appellee's brief” in Rule 49 shall mean the
Petition for Review and brief in response, respectively.
M. Considerations Governing the Grant of Review. The grant of review is a matter of judicial discretion. The
following provisions articulate the principal considerations governing the
Supreme Court's decision whether to grant Review.
(1)
Conflict in Tax Court or Court of Appeals Decisions. The Tax Court has
entered a decision in conflict with another decision of the Tax Court or the
Court of Appeals on the same important issue.
(2)
Conflict with Supreme Court Decision. The Tax Court has entered a
decision in conflict with a decision of the Supreme Court on an important
issue.
(3)
Undecided Question of Law. The Tax Court has decided an important
question of law or a case of great public importance that should be decided by
the Supreme Court.
(4)
Precedent in Need of Reconsideration. The Tax Court has correctly
followed the ruling precedent, but such precedent is erroneous or in need of
clarification or modification in some specific respect.
(5)
Conflict with Federal Appellate Decision. The Tax Court has decided an
important federal question in a way that conflicts with a decision of the
Supreme Court of the United States or a United States Court of Appeals.
(6)
Significant Departure From Law or Practice. The Tax Court has so
significantly departed from accepted law or practice as to warrant the exercise
of the Supreme Court's jurisdiction.
N. Effect of Denial of Review. The denial of a Petition for Review shall have no legal
effect other than to terminate the litigation between the parties in the
Supreme Court. No Petition for Rehearing may be filed from an order denying a
Petition for Review.
O.
Effect of Grant of Review.
After the Supreme Court grants review, the Tax Court retains jurisdiction of
the case for the purpose of any interim relief or stays the parties may seek.
The Supreme Court may review the Tax Court's disposition of any request for
interim relief or stay.
P.
Filing Fee. Upon the filing of a Petition for
Review, the petitioner shall pay a fee of $125.00 to the Clerk in addition to
any other fees to be paid to the Clerk. However, no filing fee is required if
the petition is filed on behalf of a state or governmental unit or by a party
who proceeded in forma pauperis in the Tax Court.
Q.
Applicability of Other Appellate Rules.
All other rules of appellate procedure shall apply to Petitions for Review from
the Tax Court except as otherwise specifically provided in this Rule.
R.
Supreme Court Evenly Divided.
Where the Supreme Court is evenly divided, either upon the question of
accepting or denying review, or upon the disposition of the case once review is
granted, review shall be deemed denied and the decision of the Tax Court shall
be final.
Rule 64. Certified Questions Of State
Law From Federal Courts
A. Applicability.
The United States Supreme Court, any federal circuit court of appeals, or any
federal district court may certify a question of Indiana law to the Supreme
Court when it appears to the federal court that a proceeding presents an issue
of state law that is determinative of the case and on which there is no clear
controlling Indiana precedent.
B. Procedure.
The federal court shall certify the question of Indiana law and transmit the
following to the Clerk:
(1) a copy of
the certification of the question;
(2) a copy of
the case docket, including the names of the parties and their counsel; and
(3) appropriate
supporting materials.
Federal courts certifying questions to the Supreme Court are
exempt from the requirements of Rule 68(C)(1); however, federal courts wishing
to submit certified questions and attendant materials electronically rather
than conventionally may contact the Clerk. The Supreme Court will issue an
order either accepting or refusing the question. If accepted, the Supreme Court
may establish by order a briefing schedule on the certified question.
Rule 65. Opinions And Memorandum
Decisions
A. Criteria for Publication. All Supreme Court opinions shall be published in the
official reporter. A Court of Appeals opinion shall be published in the
official reporter and be citable if the case:
(1) establishes,
modifies, or clarifies a rule of law;
(2) criticizes
existing law; or
(3) involves a
legal or factual issue of unique interest or substantial public importance.
Other Court of Appeals cases shall be decided by memorandum
decision that are not published in the official report and are not citable
except as provided in (D). A judge who dissents from a memorandum decision may
designate the dissent for publication in the official reporter if one (1) of
the criteria above is met.
B. Time to File Motion to Publish. Within fifteen (15) days of the entry of the decision, a
party may move the Court to publish in the official reporter any memorandum
decision which meets the criteria for publication in the official reporter.
C. Official Reporter.
West's Northeastern Reporter shall be the official reporter of the Supreme
Court and the Court of Appeals.
D. Precedential Value of Opinions and Memorandum Decisions.
(1) Published Opinions.
A published opinion of the Supreme Court is binding precedent for all Indiana
courts. A published opinion of the Court of Appeals is binding precedent for
all Indiana trial courts.
(2) Memorandum
decisions. Unless later designated for publication in the official
reporter, a memorandum decision is not binding precedent for any court and must
not be cited to any court except to establish res judicata, collateral
estoppel, or law of the case. However, a memorandum decision issued on or after
January 1, 2023, may be cited for persuasive value to any court by any litigant.
But there is no duty to cite a memorandum decision except to establish res
judicata, collateral estoppel, or law of the case.
E. Certification of Opinion or Memorandum Decision. The Clerk shall serve uncertified copies of any opinion or
memorandum decision by a Court on Appeal to all counsel of record,
unrepresented parties, and the trial court at the time the opinion or
memorandum decision is handed down. The Clerk shall certify the opinion or
memorandum decision to the trial court or Administrative Agency only after the
time for all Petitions for Rehearing, Transfer, or Review has expired, unless
all the parties request earlier certification. If the Supreme Court grants transfer
or review, the Clerk shall not certify any opinion or memorandum decision until
final disposition by the Supreme Court. The trial court, Administrative Agency,
and parties shall not take any action in reliance upon the opinion or
memorandum decision until the opinion or memorandum decision is certified.
F.
Orders, Decisions, and Opinions.
Orders, decisions, and opinions issued by the Court on Appeal shall be publicly
accessible, but each Court on Appeal should endeavor to exclude the names of
the parties and affected persons, and any other matters excluded from Public
Access in accordance with the Rules on Access to Court Records, unless the
Court on Appeal determines the conditions in Access to Court Record Rule 9 are
satisfied, or upon further general order of the Court on Appeal.
Rule 66. Relief Available On Appeal
A. Harmless Error.
No error or defect in any ruling or order or in anything done or omitted by the
trial court or by any of the parties is ground for granting relief or reversal
on appeal where its probable impact, in light of all the evidence in the case,
is sufficiently minor so as not to affect the substantial rights of the
parties.
B. Dismissal of Appeals.
No appeal shall be dismissed as of right because the case was not finally
disposed of in the trial court or Administrative Agency as to all issues and
parties, but upon suggestion or discovery of such a situation, the Court may,
in its discretion, suspend consideration until disposition is made of such
issues, or it may pass upon such adjudicated issues as are severable without
prejudice to parties who may be aggrieved by subsequent proceedings in the
trial court or Administrative Agency.
C. Disposition of Case.
The Court may, with respect to some or all of the parties or issues, in whole
or in part:
(1) affirm the
decision of the trial court or Administrative Agency;
(2) reverse the
decision of the trial court or Administrative Agency;
(3) order a new
trial or hearing;
(4) if damages
are excessive or inadequate, order entry of judgment of damages in the amount
supported by the evidence;
(5) if damages
are excessive or inadequate, order a new trial or hearing subject to additur or
remittitur;
(6) order entry
of Final Judgment;
(7) order
correction of a judgment or order;
(8)
order findings or a judgment be modified under Ind. Trial Rule 52(B);
(9)
make any relief granted subject to conditions; and
(10)
grant any other appropriate relief.
D. New Trial or Hearing.
The Court shall direct that Final Judgment be entered or that error be
corrected without a new trial or hearing unless this relief is impracticable or
unfair to any of the parties or is otherwise improper. If a new trial is
necessary, it shall be limited to those parties and issues affected by the
error unless this would be impracticable or unfair.
E. Damages for Frivolous or Bad Faith Filings. The Court may assess damages if an appeal, petition, or
motion, or response, is frivolous or in bad faith. Damages shall be in the
Court's discretion and may include attorneys' fees. The Court shall remand the
case for execution.
F. Execution From the Court on Appeal. Any execution issued by the Court on Appeal shall be the
same as those issued by other courts of record and shall be returnable in the
same manner.
A. Time for Filing Motion for Costs. Upon a motion by any party within sixty (60) days after the
final decision of the Court of Appeals or Supreme Court, the Clerk shall tax
costs under this Rule.
B. Components.
Costs shall include:
(1) the filing
fee, including any fee paid to seek transfer or review;
(2) the cost of
preparing the Record on Appeal, including the Transcript, and appendices; and
(3) postage
expenses for service of all documents filed with the Clerk.
The Court, in its discretion, may
include additional items as permitted by law. Each party shall bear the cost of
preparing its own briefs.
C. Party Entitled to Costs. When a judgment or order is affirmed in whole, the appellee
shall recover costs. When a judgment has been reversed in whole, the appellant
shall recover costs in the Court on Appeal and in the trial court or
Administrative Agency as provided by law. In other cases, the recovery of costs
shall be decided in the Court's discretion. Costs against any governmental
organization, its officers and agencies, shall be imposed only to the extent
permitted by law.
D. Supreme Court Equally Divided. When the Supreme Court justices participating in an appeal
are equally divided, neither party shall be awarded costs. See Rule 58(C).
Rule
68. Electronic Filing and Electronic Service
A. User Agreement Required.
Every User must execute a User Agreement with one or more Electronic Filing
Service Provider(s) before that User may utilize the IEFS.
B. [Reserved]
C. Electronic Filing of Documents.
(1) Unless otherwise permitted by these rules, all documents
submitted for filing in the Indiana Supreme Court or Court of Appeals by an
attorney must be filed electronically using the IEFS. The E-Filing of documents
shall be controlled by the case number in the IEFS designated by the User.
(2)
Attorneys who wish to be exempted from the requirement that they file
electronically may file a motion for electronic filing exemption. The motion
must be filed in each pending case to which these rules are applicable. The
motion will be granted only upon a showing of good cause.
D. Proof of Filing. Users should print or otherwise
save each Notice of Electronic Filing as proof of E-Filing. Confirmation of
E-Filing may also be made by referring to the Chronological Case Summary of the
court in which the case is pending through the Case Management System of that
court.
E. Conventionally Filed Documents.
Conventionally filed documents must be entered into the Case Management System
by the Clerk. If the original documents cannot be converted into a legible
electronic document, then the originals must be placed into the case file and
that action must be noted in the Chronological Case Summary. The filer must
also conventionally serve these documents in accordance with these Rules.
F. Service.
(1) Service on Public
Service Contact. Registered Users must serve all documents in a case upon
every other party who is a Public Service Contact through E-Service using the
IEFS. E-Service has the same legal effect as service of an original paper
document. E-Service of a document through the IEFS is deemed complete upon
transmission, as confirmed by the Notice of Electronic Filing associated with
the document. Exempt parties must serve all documents in a case as provided by
these Rules.
(2) Service on Others.
Service of documents on attorneys of record or on unrepresented parties who are
not Public Service Contacts must be as provided by these Rules.
G. Format Requirements.
(1) Documents filed electronically must be formatted in
conformity with these Rules and the requirements of the IEFS.
(2) All documents must be submitted in the manner required
by the EFSP. The IEFS may be accessed via any Internet connection available to
the Registered User and at Public Access Terminals located in the office of the
Clerk or the office of a county clerk.
H. Signature.
(1) All documents electronically filed that require a
signature must include a person’s signature using one of the following methods:
(a)
a graphic image of a handwritten signature, including an actual signature on a
scanned document; or
(b)
the indicator “/s/” followed by the person’s name.
(2) A document that is signed and E-Filed must be subject to
the terms and provisions of Appellate 23(E). A Registered User may include the
signature of other attorneys in documents E-Filed with the court but in doing
so represents to the court that any such signature is authorized.
I. Time and Effect. Subject to payment of all
applicable fees, a document is considered E-Filed on the date and time
reflected in the Notice of Electronic Filing associated with the document.
E-Filing must be completed before midnight to be considered filed that day, and
compliance with filing deadlines is determined in accordance with the time zone
in the location of the court where the case is pending. E-Filing under these
rules shall be available 24 hours a day, except for times of required
maintenance.
J. Official Court Record. The
electronic version of a document filed with or generated by the court under
this rule is an official court record.
K. [Reserved]
L.
Certain Court Records Excluded From Public Access.
With respect
to documents filed in electronic format, the court may, by rule, provide for
compliance with this rule in a manner that separates and protects access to
Court Records excluded from Public Access.
M. Inability to E-File.
(1) Indiana E-Filing
System Failures.
(a)
The rights of the parties shall not be affected by an IEFS failure.
(b)
When E-Filing is prevented by an IEFS failure, a User or party may revert to
conventional filing.
(c)
When E-Filing is prevented by an IEFS failure, the time allowed for the filing
of any document otherwise due at the time of the IEFS failure must be extended
by one day for each day on which such failure occurs, unless otherwise ordered
by the Court.
(d)
Upon motion and a showing of an IEFS failure the Court must enter an order
permitting the document to be considered timely filed and may modify responsive
deadlines accordingly.
(2) Other Failures Not
Caused by the User who was Adversely Affected. When E-Filing is prevented
by any other circumstance not caused by the User who was adversely affected,
the User may bring such circumstances to the attention of the Court and request
relief as provided in Appellate Rule 35, or the User may revert to conventional
filing.
Appendix
A. Standards for Preparation of Electronic Transcripts
(1) Page
Size. The Transcript shall
be prepared using 8 1/2 x 11 inch page size.
(2) Numbering.
(a) Each volume of
the Transcript, including an exhibit volume, shall be independently and
consecutively numbered. All pages of the Transcript, including the front page
(see Appendix A(12)), shall be consecutively numbered at the bottom. Each
volume shall begin with numeral one on its front page.
(b) The lines of each page shall be numbered.
Except as provided below, each page shall contain no less than twenty-five (25)
lines unless it is a final page. Page numbers or header notations shall not be
considered part of the 25 lines of text.
(c) Exception: A page break may be inserted
before and after sidebar conferences, bench conferences, and hearings on
motions. Court Reporters are required to reduce the page count for billing
purposes by one-half page for every page of Transcript that includes a sidebar
conference, bench conference, or hearing on motions that is marked by such a
page break.
(3)
Margins. The margins for the text shall be as follows:
Top
margin: one (1) inch from the edge of the page.
Bottom
margin: one (1) inch from the edge of the page.
Left
margin: Text shall begin no more than one (1) inch from the edge of the page.
Right
margin: Text shall end one (1) inch from the edge of the page.
(4)
Indentations. Certain text may be
indented as follows:
(a)
Q and A. All “Q” and “A” designations must begin at the left margin. A period
following the “Q” and “A” designation is optional. The statement following the
“Q” and “A” must begin on the fifth (5th) space following the “Q” or “A” (or
period if used following the “Q” or “A” designation). Subsequent lines must
begin at the left margin.
(b)
Depositions read at trial. The indentations for “Q” and “A” must be the same as
described above. In the Transcript, each question and answer read from a
deposition must be preceded by a quotation mark. At the conclusion of the
reading, a closing quotation mark must be used.
(c)
Colloquy. Speaker identification must begin on the tenth (10th) space from the
left margin, followed immediately by a colon. The statement must begin on the
third (3rd) space after the colon. Subsequent lines must begin at the left
margin.
(d)
Quotations. Quoted material other than depositions must begin on the tenth
(10th) space from the left margin, with additional quoted lines beginning at
the tenth (10th) space from the left margin, with appropriate quotation marks
used.
(5)
Header Notations. The Court Reporter shall note in boldface capital
letters at the top of each page where a witness' direct, cross, or redirect
examination begins. Header notations of other types of persons and/or events
are permitted but not required. Listing the last name of the witness or other
party and the type of examination or other event is sufficient.
(6)
Typeface and Line Spacing. The
font, which must be 12-point type or smaller, shall be one of the fonts listed
in Appellate Rule 43(D) and black in color.
Lines shall be double-spaced.
(7)
Interruptions of Speech.
Interruptions of speech must be denoted by the use of a dash at the point of
interruption, and again at the point the speaker resumes speaking.
(8)
Reporting Verbal Expressions. Except
as noted below, the Transcript must contain all words and other verbal
expressions uttered during the course of the proceeding.
(a)
Striking of Portions of the Proceeding. No portion of the proceeding must be
omitted from the record by an order to strike. The material ordered stricken,
as well as the order to strike, must appear in the Transcript.
(b)
Editing of Speech. The Transcript must provide an accurate record of words
spoken in the course of proceedings. All grammatical errors, changes of
thought, contractions, misstatements, and poorly constructed sentences must be
transcribed as spoken.
(c)
Indiscernible or Inaudible Speech. Every effort should be made to produce a
complete Transcript; however, the Court Reporter may label a portion of the
Transcript “indiscernible” or “inaudible” if it is impossible to transcribe the
record.
(d)
Private Communications. Private communications and off the record conversations
inadvertently recorded must not be included in the Transcript.
(e)
Standard Summary Phrases.
(i)
Call to Order, Swearing in, Affirmation of Witnesses or Jurors, and other
customary introductory statements must be noted in the Transcript using
standard summary phrases.
(ii)
Standard summary phrases must appear in parentheses or brackets and begin with
an open parenthesis or bracket on the fifth (5th) space from the left margin,
with the phrase beginning in the sixth (6th) space from the left margin.
Examples:
(Call to Order of the Court)
(The
Jury is Sworn)
(The
Witness is Sworn)
(The
Witness is Affirmed)
(f) Identification of Speakers. All speakers must be properly
identified throughout the Transcript, initially by their full name, thereafter
by the following designations or courtesy titles, in capital letters indented
ten (10) spaces from the left margin.
The
judge shall be identified as THE COURT
An
attorney shall be identified as MR., MRS., MS., or MISS (last name)
A
witness shall be identified as THE WITNESS
An
interpreter shall be identified as THE INTERPRETER
The
defendant in a criminal case shall be identified as THE DEFENDANT
(9)
Speaker/Event Identification.
References to speakers and events that occur throughout proceedings must be
properly noted in capital letters and centered on the appropriate line.
Examples: AFTER RECESS
DIRECT
EXAMINATION
CROSS
EXAMINATION
REDIRECT
EXAMINATION
RECROSS
EXAMINATION
FURTHER
REDIRECT EXAMINATION
PLAINTIFF’S
EVIDENCE
PLAINTIFF
RESTS
DEFENDANT’S
EVIDENCE
DEFENDANT
RESTS
PLAINTIFF’S
EVIDENCE IN REBUTTAL
(10)
Parenthetical Notations.
Parenthetical notations must begin with an open parenthesis or bracket on the
fifth (5th) space from the left margin, with the remark beginning on the sixth
(6th) space from the left margin. Parenthetical notations in a Transcript are a
Court Reporter’s own words, enclosed in parentheses or brackets, recording some
action or event. Parenthetical notations should be as short as possible but
consistent with clarity and standard word usage.
Parenthetical notations
are used for (a) customary introductory statements such as a call to order of
court or swearing in a witness, and (b) indicating non-verbal behavior, pauses,
and readback/playback.
(a)
The following parenthetical notations should be used to designate portions of
proceedings:
(i)
Proceedings Started, Recessed, and Adjourned, with Time of Day and Any Future
Date Indicated where Appropriate.
Examples:
(Recess at 12:00 p.m.)
(Recess
at 12:00 p.m. until 1:30 p.m.)
(Proceedings
concluded at 5:00 p.m.)
(ii)
Jury In/Out.
Examples:
(Jury out at 2:15 p.m.)
(Jury
in at 2:40 p.m.)
If a jury is involved,
it is essential to indicate by the proper parenthetical notation whether the
proceeding occurred: in the presence of the jury, out of the presence of the
jury, out of the hearing of the jury, prior to the jury entering the courtroom,
or after the jury left the courtroom.
(iii)
Defendant Present/Not Present. In criminal trials, this designation must be
made if not stated in the record by the judge.
(iv)
Bench/Side Bar Conferences. This designation must note whether the bench/side
bar conference is on or off the record. If all the attorneys in court are not
participating in bench/side bar conference, the parenthetical notation must so
indicate.
Examples:
(Bench conference on the record)
(Bench
conference off the record with Mr. Johnson and Ms. Smith)
(At
side bar on the record)
(At
side bar)
(End
of discussion at side bar)
(v)
Discussions off the Record. This designation must note where the discussion
took place.
(vi)
Chambers Conferences. This designation must note the presence or absence of
parties in chambers.
Examples:
(Discussion off the record in chambers with defendant not present)
(Discussion
on the record in chambers with defendant present)
(b)
The following parenthetical notations should be used for nonverbal behavior,
pauses, and readback/playback.
(i)
Nonverbal Behavior, Pauses. Attorneys, and judges in some instances, should
note for the record any nonverbal behavior (e.g. physical gestures, lengthy
pauses by witnesses). Parenthetical phrases may be used to indicate physical
gestures to which attorneys or judges refer.
Examples:
(Nods head up and down)
(Shakes
head from side to side)
(Indicating)
If an attorney or judge
refers to a physical gesture, but the nature of the gesture is specified in the
log notes, then the transcriber may use the parenthetical phrase “(inaudible
response).”
(ii)
Readback/Playback. All readbacks and/or playbacks and the party requesting must
be noted parenthetically as follows:
If the question and/or
answer requested to be read or played back appears on the same page as the
request, the following parenthetical must be used: (The last question and/or
answer was read/played back)
If the question and/or
answer, or both, appear on a previous page, the Court Reporter should restate
the question and/or answer in full, with appropriate quotation marks and
parentheses.
(11)
Volume. A Transcript volume
shall be a single PDF or PDF/A file consisting of no more than two hundred
fifty (250) pages. Each volume shall be numbered. All pages of the Transcript
volume, including the front page (see Appendix A(12)), shall be consecutively
numbered at the bottom starting with numeral one on each volume’s front page.
Multiple hearings shall be combined into a single volume until the
volume reaches no more than two hundred fifty (250) pages or fifty megabytes
(50MB). A volume may be less than 250 pages to avoid splitting a hearing
between volumes. If a single volume exceeds fifty megabytes (50MB), the number
of pages may be fewer than two hundred fifty (250) pages. The table of contents
volume shall note each such instance of reduced page count.
(12)
Front
Page.
The front page of each volume shall conform to Form #App.R. 28-1.
(13)
Table of Contents. The Court Reporter shall prepare a table of contents
for the entire transcript. Only one table of contents should be prepared even
if multiple hearings are transcribed. The table of contents shall list each
witness and the volume and page where that witness's direct, cross, and
redirect examination begins. The table of contents shall identify each exhibit
offered and shall show the Transcript volumes and pages at which the exhibit
was identified and at which a ruling was made on its admission in evidence. The
table of contents shall be a separate volume.
(14)
Index of Exhibits. The Court Reporter shall prepare an index of all of
the exhibits. The index of exhibits shall be placed in the front of the first
volume of exhibits and should not be included in any subsequent exhibit
volumes. The index of exhibits shall identify each exhibit’s number or letter,
the name of the party that offered the exhibit into evidence, and the exhibit
volume and page number where the exhibit is located.
(15) File Formatting
and Size. The electronic Transcript must be saved in one (1) or more
files in either searchable Portable Document Format (“searchable PDF”) or in
searchable Portable Document Format for Long-Term Preservation (“searchable
PDF/A”). Each file must be no more than two hundred
fifty (250) pages or fifty megabytes[1]
(50 MB). Each file must be named using the following convention: CaseNumber-DocumentType-volume#.pdf
(e.g.,
53C031601MI00123-Transcript-1.pdf, 53C031601MI00123-Transcript-2.pdf,
53C031601MI00123-Exhibit-1.pdf, 53C031601MI00123-Exhibit-2.pdf). Valid document
types include: Table of Contents, Transcript, Index, and Exhibit.
(16) Electronic Storage Devices. The Court Reporter shall transcribe
the evidence on one or more sequentially numbered electronic data storage
devices for each complete transcription. Approved media for electronic storage
include USB flash memory drives, compact discs (CDs), and digital versatile
discs (DVDs) specifically formatted to store electronic data in a File
Allocation Table (FAT) or File Allocation Table 32 (FAT-32) file system. CDs
and DVDs should be prepared for distribution (e.g., finalized, closed session)
to ensure that the files can be opened by the Clerk. Each electronic data
storage device shall be labeled or tagged to identify the names of the parties
and case number in the proceedings in the trial court; the Court on Appeal case
number, if known; the device sequence number, if more than one (1) device is
required for a complete Transcript; the signature of the Court Reporter.
(17) Original Version. The Court Reporter shall retain a
copy of the electronic Transcript in the original word processing version used
for the transcription.
(18) Signature.
All electronic documents that require a signature must include a person’s
signature using one of the following methods:
(a)
a graphic image of a handwritten signature, including an actual signature on a
scanned document; or
(b)
the indicator “/s/” followed by the person’s name.
(19) Malware. The Court Reporter shall take
reasonable steps to ensure that the Transcript and other files do not contain
malicious software (“malware”), such as viruses, worms, and Trojan horses. Any
files that contain malware will be rejected. Rejection of a filing because it
contains malware will not necessarily excuse a late filing.
Appendix
B. Tendered Documents That Do Not Comply with the Indiana Rule of Appellate
Procedure.
(1) A Notice of
Defect may be issued if one or more of the following is missing, insufficient,
or incomplete.
(a)
A certificate of
service, see Ind. Appellate Rules 24, 57(G)(7), 68(F);
(b)
A word count certificate, see App. Rs. 34(G)(2), 44(E) & (F), 54(E),
57(G)(6);
(c)
A table of contents or table of authorities, see App. Rs. 46(A)(1) & (2),
46(B), 46(E)(1), 50(A)(2), 50(B)(1), 50(C), 57(G)(2);
(d)
For any document filed after the Notice of Appeal, a filing fee or material
required by Appellate Rule 40; see App. Rs. 9(E), 40, 56(B), 63(P);
(e)
For a motion to proceed in forma pauperis, a copy of any affidavit supporting
the request to proceed in forma pauperis that was filed with the trial court or
an affidavit conforming to Form #App. R. 40-2; or a copy of the order setting
forth the trial court’s reasons for denying the in forma pauperis status on
appeal;
(f) Document
was tendered without first filing an appearance, see App. R. 16;
(g) For an
Appendix, a verification of accuracy, see App. Rs. 50(A)(2)(i), 50(B)(1)(f);
(h) For an
Appellant’s Brief, an accompanying copy of the trial court’s written opinion,
memorandum of decision, or findings of fact and conclusions relating to the
issue(s) raised in appeal, see App. R. 46(A)(12);
(i) For an
Appellant’s Brief in a criminal appeal where the sentence is at issue, an
accompanying copy of the sentencing order, see App. R. 46(A)(12);
(j) For a
Petition to Transfer, a brief statement, set out by itself on the page
immediately following the front page, identifying the issue, question
presented, or precedent warranting transfer, see App. R. 57(G)(1);
(k) For a
Petition for Review or brief in response, a brief section entitled Reasons for
Granting or Denying Review, set out by itself immediately before the Argument
section, explaining why review should or should not be granted, see App. R.
63(I).
(l)
For a non-public access version of a document, a conspicuous designation of
“Not for Public Access” or “Confidential” on the first page, see App. R. 23(F)
(2) A Notice of
Defect may be issued if one or more of the following prohibited items is
included:
(a) For any
Brief, any additional documents, other than the appealed judgment or order, see
App. Rs. 46(F), 46(H);
(b) For any
document, information excluded from public access when the document is not
accompanied by a Notice to Maintain Exclusion from Public Access, see App. R.
23(F)(3).
(3) A Notice of
Defect may be issued if the document is otherwise defective because:
(a) Document
Production issues exist, except for hyperlinks, which may appear in a color
other than black, see App. Rs. 43(C), 51(A), and/or 54(F);
(b) Page
numbering issues exist, see App. Rs. 23(F)(3)(b), 34(G), 43(F) and/or 51(C);
(c) The
document was conventionally filed but should have been electronically filed
through the Indiana E-Filing System, see App. R. 68(C).